4//SEC Filing
LAUDER GARY M REVOCABLE TRUST UAD 8/10/2000 4
Accession 0001209191-18-026743
CIK 0001351636other
Filed
Apr 26, 8:00 PM ET
Accepted
Apr 27, 8:00 PM ET
Size
18.5 KB
Accession
0001209191-18-026743
Insider Transaction Report
Form 4
SHOTSPOTTER, INCSSTI
LAUDER GARY M
Director
Transactions
- Exercise of In-Money
Common Stock
2018-04-25$5.87/sh+162,158$951,332→ 1,282,393 total(indirect: By Trust) - Exercise of In-Money
Common Stock
2018-04-25$0.17/sh+106,136$18,043→ 1,179,725 total(indirect: By Limited Liability Company) - Exercise of In-Money
Warrant (Right to Buy)
2018-04-25−106,136→ 0 total(indirect: By Limited Liability Company)Exercise: $0.17Exp: 2021-02-13→ Common Stock (106,136 underlying) - Exercise of In-Money
Warrant (Right to Buy)
2018-04-25−162,158→ 0 total(indirect: By Trust)Exercise: $5.87Exp: 2019-07-12→ Common Stock (162,158 underlying)
Holdings
- 8,152
Common Stock
- 91,000(indirect: By Trust)
Common Stock
Transactions
- Exercise of In-Money
Common Stock
2018-04-25$5.87/sh+162,158$951,332→ 1,282,393 total(indirect: By Trust) - Exercise of In-Money
Warrant (Right to Buy)
2018-04-25−162,158→ 0 total(indirect: By Trust)Exercise: $5.87Exp: 2019-07-12→ Common Stock (162,158 underlying) - Exercise of In-Money
Warrant (Right to Buy)
2018-04-25−106,136→ 0 total(indirect: By Limited Liability Company)Exercise: $0.17Exp: 2021-02-13→ Common Stock (106,136 underlying) - Exercise of In-Money
Common Stock
2018-04-25$0.17/sh+106,136$18,043→ 1,179,725 total(indirect: By Limited Liability Company)
Holdings
- 91,000(indirect: By Trust)
Common Stock
- 8,152
Common Stock
Lauder Partners LLC
10% Owner
Transactions
- Exercise of In-Money
Common Stock
2018-04-25$5.87/sh+162,158$951,332→ 1,282,393 total(indirect: By Trust) - Exercise of In-Money
Common Stock
2018-04-25$0.17/sh+106,136$18,043→ 1,179,725 total(indirect: By Limited Liability Company) - Exercise of In-Money
Warrant (Right to Buy)
2018-04-25−162,158→ 0 total(indirect: By Trust)Exercise: $5.87Exp: 2019-07-12→ Common Stock (162,158 underlying) - Exercise of In-Money
Warrant (Right to Buy)
2018-04-25−106,136→ 0 total(indirect: By Limited Liability Company)Exercise: $0.17Exp: 2021-02-13→ Common Stock (106,136 underlying)
Holdings
- 91,000(indirect: By Trust)
Common Stock
- 8,152
Common Stock
Transactions
- Exercise of In-Money
Warrant (Right to Buy)
2018-04-25−106,136→ 0 total(indirect: By Limited Liability Company)Exercise: $0.17Exp: 2021-02-13→ Common Stock (106,136 underlying) - Exercise of In-Money
Warrant (Right to Buy)
2018-04-25−162,158→ 0 total(indirect: By Trust)Exercise: $5.87Exp: 2019-07-12→ Common Stock (162,158 underlying) - Exercise of In-Money
Common Stock
2018-04-25$5.87/sh+162,158$951,332→ 1,282,393 total(indirect: By Trust) - Exercise of In-Money
Common Stock
2018-04-25$0.17/sh+106,136$18,043→ 1,179,725 total(indirect: By Limited Liability Company)
Holdings
- 8,152
Common Stock
- 91,000(indirect: By Trust)
Common Stock
Footnotes (5)
- [F1]Shares held directly by The Gary M. Lauder Revocable Trust, of which Gary M. Lauder is a Trustee.
- [F2]Shares held directly by Lauder Partners LLC, of which Gary M. Lauder is the Managing Member.
- [F3]Shares held directly by the Gary M. Lauder 2015 Trust (formerly named "1992 GRAT Remainder Trust FBO Gary Lauder"), of which Gary M. Lauder is a Trustee.
- [F4]Represents Restricted Stock Units ("RSUs"). All of the RSUs subject to this Award will vest upon the earlier of June 6, 2018 and the Company's next annual meeting of stockholders. In addition, all such RSUs will vest upon a Change in Control (as defined in the Plan) or immediately prior to the effectiveness of the Participant's resignation or removal (and contingent upon the effectiveness of a Change in Control) in the event that the Participant is required to resign his position as a member of the Board of Directors as a condition of the Change in Control or is removed from his position as a member of the Board of Directors in connection with the Change in Control. Notwithstanding the foregoing, vesting shall terminate upon the Participant's termination of Continuous Service.
- [F5]Immediate.
Documents
Issuer
SHOTSPOTTER, INC
CIK 0001351636
Entity typeother
Related Parties
1- filerCIK 0001173609
Filing Metadata
- Form type
- 4
- Filed
- Apr 26, 8:00 PM ET
- Accepted
- Apr 27, 8:00 PM ET
- Size
- 18.5 KB