4//SEC Filing
SCHOTT GREGORY GEORGE 4
Accession 0001209191-18-027782
CIK 0001374684other
Filed
May 2, 8:00 PM ET
Accepted
May 3, 5:52 PM ET
Size
17.2 KB
Accession
0001209191-18-027782
Insider Transaction Report
Form 4
MULESOFT, INCMULE
SCHOTT GREGORY GEORGE
DirectorChairman and CEO
Transactions
- Disposition to Issuer
Employee Stock Option (right to buy)
2018-05-02$0.72/sh−443,408$319,254→ 0 totalExercise: $0.26Exp: 2022-09-13→ Class B Common Stock (443,408 underlying) - Disposition to Issuer
Employee Stock Option (right to buy)
2018-05-02$7.07/sh−1,520,000$10,746,400→ 0 totalExercise: $2.60Exp: 2025-02-03→ Class B Common Stock (1,520,000 underlying) - Conversion
Class A Common Stock
2018-05-01+1,241,333→ 1,244,662 total - Disposition from Tender
Class A Common Stock
2018-05-01−1,244,662→ 0 total - Conversion
Class B Common Stock
2018-05-01−1,241,333→ 0 total→ Class A Common Stock (1,241,333 underlying) - Disposition to Issuer
Employee Stock Option (right to buy)
2018-05-02$1.85/sh−323,751$598,939→ 0 totalExercise: $0.68Exp: 2023-12-24→ Class B Common Stock (323,751 underlying)
Footnotes (6)
- [F1]Upon consummation of the tender offer (as described below), each share of tendered Class B common stock converted on a one-to-one basis into Class A common stock.
- [F2]Includes 1,471 shares acquired under the Issuer's 2017 Employee Stock Purchase Plan on April 26, 2018 in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).
- [F3]Pursuant to the Agreement and Plan of Merger, dated as of March 20, 2018 (the "Merger Agreement"), by and among salesforce.com, inc. ("Salesforce"), Malbec Acquisition Corp. and the Issuer, each share of Class A common stock was tendered in exchange for (i) $36.00 in cash and (ii) 0.0711 of a share of Salesforce common stock, together with cash in lieu of any fractional shares of Salesforce common stock (the "Transaction Consideration"). Upon consummation of the tender offer and following the conversion of tendered shares of Class B common stock to Class A common stock on a one-to-one basis, the Reporting Person received Transaction Consideration of $44,807,832.00 in cash, 88,495 shares of Salesforce common stock and $56.77 in lieu of any fractional shares of Salesforce common stock.
- [F4]Shares subject to the option are fully vested and immediately exercisable. Pursuant to the Merger Agreement, the option was assumed by Salesforce and converted into an option to purchase 163,174 shares of Salesforce common stock at an exercise price of $0.72 per share.
- [F5]Shares subject to the option are fully vested and immediately exercisable. Pursuant to the Merger Agreement, the option was assumed by Salesforce and converted into an option to purchase 119,139 shares of Salesforce common stock at an exercise price of $1.85 per share.
- [F6]The option vests in 48 equal monthly installments beginning on April 1, 2016. Pursuant to the Merger Agreement, the option was assumed by Salesforce and converted into an option to purchase 559,358 shares of Salesforce common stock at an exercise price of $7.07 per share.
Documents
Issuer
MULESOFT, INC
CIK 0001374684
Entity typeother
Related Parties
1- filerCIK 0001261371
Filing Metadata
- Form type
- 4
- Filed
- May 2, 8:00 PM ET
- Accepted
- May 3, 5:52 PM ET
- Size
- 17.2 KB