4//SEC Filing
Horton Robert 4
Accession 0001209191-18-027791
CIK 0001374684other
Filed
May 2, 8:00 PM ET
Accepted
May 3, 5:58 PM ET
Size
25.9 KB
Accession
0001209191-18-027791
Insider Transaction Report
Form 4
MULESOFT, INCMULE
Horton Robert
SVP People Ops, GC & Secretary
Transactions
- Disposition to Issuer
Class A Common Stock
2018-05-02−25,370→ 0 total - Disposition to Issuer
Employee Stock Option (right to buy)
2018-05-02$1.85/sh−26,222$48,511→ 0 totalExercise: $0.68Exp: 2023-08-29→ Class B Common Stock (26,622 underlying) - Disposition to Issuer
Employee Stock Option (right to buy)
2018-05-02$59.65/sh−68,300$4,074,095→ 0 totalExercise: $21.95Exp: 2027-12-20→ Class A Common Stock (68,300 underlying) - Disposition from Tender
Class A Common Stock
2018-05-01−265,208→ 25,370 total - Disposition to Issuer
Employee Stock Option (right to buy)
2018-05-02$19.79/sh−225,000$4,452,750→ 0 totalExercise: $7.28Exp: 2026-06-16→ Class B Common Stock (225,000 underlying) - Conversion
Class A Common Stock
2018-05-01+263,737→ 290,578 total - Gift
Class A Common Stock
2018-04-17−18,723→ 26,841 total - Conversion
Class B Common Stock
2018-05-01−263,737→ 0 total→ Class A Common Stock (263,737 underlying) - Disposition to Issuer
Employee Stock Option (right to buy)
2018-05-02$7.07/sh−27,084$191,484→ 0 totalExercise: $2.60Exp: 2025-02-03→ Class B Common Stock (27,084 underlying) - Disposition to Issuer
Employee Stock Option (right to buy)
2018-05-02$19.79/sh−50,000$989,500→ 0 totalExercise: $7.28Exp: 2026-06-16→ Class B Common Stock (50,000 underlying)
Footnotes (10)
- [F1]Includes 1,471 shares acquired under the Issuer's 2017 Employee Stock Purchase Plan on April 26, 2018 in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).
- [F10]Shares subject to the option vest in seven equal quarterly installments beginning on August 15, 2020. Pursuant to the Merger Agreement, the option was assumed by Salesforce and converted into an option to purchase 25,134 shares of Salesforce common stock at an exercise price of $59.65 per share.
- [F2]Upon consummation of the tender offer (as described below), each share of tendered Class B common stock converted on a one-to-one basis into Class A common stock.
- [F3]Pursuant to the Agreement and Plan of Merger, dated as of March 20, 2018 (the "Merger Agreement"), by and among salesforce.com, inc. ("Salesforce"), Malbec Acquisition Corp. and the Issuer, each share of Class A common stock was tendered in exchange for (i) $36.00 in cash and (ii) 0.0711 of a share of Salesforce common stock, together with cash in lieu of any fractional shares of Salesforce common stock (the "Transaction Consideration"). Upon consummation of the tender offer and following the conversion of tendered shares of Class B common stock to Class A common stock on a one-to-one basis, the Reporting Person received Transaction Consideration of $9,547,488.00 in cash, 18,856 shares of Salesforce common stock and $35.02 in lieu of any fractional shares of Salesforce common stock.
- [F4]The shares are represented by restricted stock units, or RSUs, which vest in seven equal quarterly installments beginning on August 15, 2020.
- [F5]Pursuant to the Merger Agreement, the RSUs will be assumed by Salesforce and converted into a restricted stock unit for 0.368 shares of Salesforce common stock per share of Class A common stock.
- [F6]Shares subject to the option are fully vested and immediately exercisable. Pursuant to the Merger Agreement, the option was assumed by Salesforce and converted into an option to purchase 9,796 shares of Salesforce common stock at an exercise price of $1.85 per share.
- [F7]Shares subject to the option vest in 48 equal monthly installment beginning on March 3, 2015. Pursuant to the Merger Agreement, the option was assumed by Salesforce and converted into an option to purchase 9,966 shares of Salesforce common stock at an exercise price of $7.07 per share.
- [F8]Shares subject to the option vest in 48 equal monthly installments beginning on August 1, 2016. Pursuant to the Merger Agreement, the option was assumed by Salesforce and converted into an option to purchase 18,398 shares of Salesforce common stock at an exercise price of $19.79 per share.
- [F9]Shares subject to the option vest in 36 equal monthly installments beginning on September 1, 2017. Pursuant to the Merger Agreement, the option was assumed by Salesforce and converted into an option to purchase 82,798 shares of Salesforce common stock at an exercise price of $19.79 per share.
Documents
Issuer
MULESOFT, INC
CIK 0001374684
Entity typeother
Related Parties
1- filerCIK 0001392938
Filing Metadata
- Form type
- 4
- Filed
- May 2, 8:00 PM ET
- Accepted
- May 3, 5:58 PM ET
- Size
- 25.9 KB