4//SEC Filing
FRIST THOMAS F III 4
Accession 0001209191-18-028169
CIK 0000860730other
Filed
May 3, 8:00 PM ET
Accepted
May 4, 5:19 PM ET
Size
18.7 KB
Accession
0001209191-18-028169
Insider Transaction Report
Form 4
FRIST THOMAS F III
Director10% Owner
Transactions
- Gift
Common Stock, par value $0.01 per share
2018-02-20+22,168→ 22,168 total(indirect: Held indirectly through Hercules Holding II) - Award
Common Stock, par value $0.01 per share
2018-05-02+1,790→ 3,902 total
Holdings
- 445,402.228(indirect: By Trust)
Common Stock, par value $0.01 per share
- 69,570.409(indirect: By Trust)
Common Stock, par value $0.01 per share
- 2,079,808.478(indirect: By Trust)
Common Stock, par value $0.01 per share
- 36,629,163.859(indirect: Held indirectly through Hercules Holding II by Frisco, Inc.)
Common Stock, par value $0.01 per share
- 1,088,856.036(indirect: By Trust)
Common Stock, par value $0.01 per share
- 9,496.54(indirect: By Spouse)
Common Stock, par value $0.01 per share
- 816,795.927(indirect: By Trust)
Common Stock, par value $0.01 per share
- 77,530.867(indirect: By Trust)
Common Stock, par value $0.01 per share
- 28,489.62(indirect: By Trust)
Common Stock, par value $0.01 per share
- 2,348,330.357(indirect: By Trust)
Common Stock, par value $0.01 per share
Footnotes (8)
- [F1]Hercules Holding II ("Hercules") holds 68,912,077 shares of common stock of HCA Healthcare, Inc. Hercules is held by a private investor group, including affiliates of HCA Inc. founder Dr. Thomas F. Frist Jr. The Reporting Person may be deemed to be a member of a group exercising voting and investment control over the shares of common stock of HCA Healthcare, Inc. held by Hercules. However, the Reporting Person disclaims membership in any such group and disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein.
- [F2]The Reporting Person directly owns 22,168.0001 units of Hercules and therefore may be deemed to own indirectly the same number of shares of common stock of HCA Healthcare, Inc. by virtue of his ownership in Hercules.
- [F3]Represents common stock underlying 1,790 restricted share units which shall vest on the sooner of the date of the 2019 annual shareholders' meeting of HCA Healthcare, Inc. or the first anniversary of the grant date. Vested shares will be delivered to the Reporting Person on the date the Reporting Person ceases to be a member of the Board of Directors of HCA Healthcare, Inc.
- [F4]The Reporting Person is trustee of (i) The Thomas F. Frist III 2016 Annuity Trust II, (ii) The Thomas F. Frist III 2017 Annuity Trust II, (iii) The Thomas F. Frist III 2016 Annuity Trust IV and (iv) The Thomas F. Frist III 2017 Annuity Trust I and may be deemed to be the beneficial owner of the units of Hercules held by these trusts and therefore may be deemed to own indirectly the same number of shares of common stock of HCA Healthcare, Inc.
- [F5]The Reporting Person may be deemed to have an indirect beneficial ownership in respect of 9,496.54 units of Hercules through an indirect pecuniary interest in such units held by his spouse, and therefore may be deemed to own indirectly the same number of shares of common stock of HCA Healthcare, Inc.
- [F6]The Reporting Person's spouse is trustee of (i) The Thomas F. Frist III 2007 Family Trust and (ii) Thomas F. Frist III 2011 Family Trust, and the Reporting Person may be deemed to be the beneficial owner of the units of Hercules held by such trusts and therefore may be deemed to own indirectly the same number of shares of common stock of HCA Healthcare, Inc.
- [F7]The Reporting Person may be deemed to be the beneficial owner of the aggregate (i) 28,489.62 units of Hercules held by certain trusts for the benefit of the Reporting Person's children, each of which his sister serves as trustee, and (ii) 2,348,330.3574 units of Hercules held by certain trusts for the benefit of the Reporting Person's children, each of which his spouse serves as trustee, and therefore may be deemed to own indirectly the same number of shares of common stock of HCA Healthcare, Inc.
- [F8]The Reporting Person may be deemed to share voting and dispositive power with respect to 36,629,163.8593 shares of HCA Healthcare, Inc. beneficially owned by Frisco, Inc. by virtue of his position as a director of Frisco, Inc. Frisco, Inc. has beneficial ownership of 36,629,163.8593 units of Hercules and therefore may be deemed to own indirectly the same number of shares of common stock of HCA Healthcare, Inc.
Documents
Issuer
HCA Healthcare, Inc.
CIK 0000860730
Entity typeother
Related Parties
1- filerCIK 0001223892
Filing Metadata
- Form type
- 4
- Filed
- May 3, 8:00 PM ET
- Accepted
- May 4, 5:19 PM ET
- Size
- 18.7 KB