Viswanathan Ravi 4
4 · MULESOFT, INC · Filed May 9, 2018
Insider Transaction Report
Form 4
MULESOFT, INCMULE
Viswanathan Ravi
10% Owner
Transactions
- Conversion
Class A Common Stock
2018-05-01+12,679,970→ 12,679,970 total(indirect: See Note 2) - Disposition from Tender
Class A Common Stock
2018-05-01−2,576,939→ 0 total(indirect: See Note 4) - Disposition from Tender
Class A Common Stock
2018-05-01−12,679,970→ 0 total(indirect: See Note 2) - Conversion
Class A Common Stock
2018-05-01+2,576,939→ 2,576,939 total(indirect: See Note 4) - Disposition from Tender
Class A Common Stock
2018-05-01−858,978→ 0 total(indirect: See Note 5) - Conversion
Class A Common Stock
2018-05-01+858,978→ 858,978 total(indirect: See Note 5) - Conversion
Class B Common Stock
2018-05-01−12,679,970→ 0 total(indirect: See Note 2)→ Class A Common Stock (12,679,970 underlying) - Conversion
Class B Common Stock
2018-05-01−2,576,939→ 0 total(indirect: See Note 4)→ Class A Common Stock (2,576,939 underlying) - Conversion
Class B Common Stock
2018-05-01−858,978→ 0 total(indirect: See Note 5)→ Class A Common Stock (858,978 underlying)
Footnotes (5)
- [F1]Upon consummation of the tender offer (as described below), each share of tendered Class B common stock converted on a one-to-one basis into Class A common stock.
- [F2]The Reporting Person is a director of NEA 14 GP, LTD, which is the sole general partner of NEA Partners 14, L.P. ("NEA Partners 14"). NEA Partners 14 is the sole general partner of New Enterprise Associates 14, L.P. ("NEA 14"), which is the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership, within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the NEA 14 shares in which the Reporting Person has no pecuniary interest.
- [F3]Pursuant to the Agreement and Plan of Merger, dated as of March 20, 2018 (the "Merger Agreement"), by and among salesforce.com, inc. ("Salesforce"), Malbec Acquisition Corp. and the Issuer, each share of Class A common stock was tendered in exchange for (i) $36.00 in cash and (ii) 0.0711 of a share of Salesforce common stock, together with cash in lieu of any fractional shares of Salesforce common stock.
- [F4]The Reporting Person is a manager of NEA 15 GP, LLC, ("NEA 15 GP") which is the sole general partner of NEA Partners 15, L.P. ("NEA Partners 15"). NEA Partners 15 is the sole general partner of New Enterprise Associates 15, L. P. ("NEA 15"), which is the direct beneficial owner of the shares. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the shares held by NEA 15 in which the Reporting Person has no pecuniary interest.
- [F5]The Reporting Person is a manager of NEA 15 GP, LLC, ("NEA 15 GP") which is the sole general partner of NEA Partners 15-OF, L.P. ("NEA Partners 15-OF"). NEA Partners 15-OF is the sole general partner of NEA 15 Opportunity Fund, L.P. ("NEA 15-OF"), which is the direct beneficial owner of the shares. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the shares held by NEA 15-OF in which the Reporting Person has no pecuniary interest.