4//SEC Filing
Nitzan Andrea 4
Accession 0001209191-18-029605
CIK 0001333986other
Filed
May 10, 8:00 PM ET
Accepted
May 11, 4:49 PM ET
Size
8.4 KB
Accession
0001209191-18-029605
Insider Transaction Report
Form 4
Nitzan Andrea
EVP, CAO and Controller
Transactions
- Award
Performance Restricted Stock Units
2018-05-09+5,550→ 5,550 total→ Common Stock (5,550 underlying) - Award
Common Stock
2018-05-09+5,550→ 5,550 total
Footnotes (2)
- [F1]Grant of restricted stock units under the AXA Equitable Holdings, Inc. 2018 Omnibus Equity Incentive Plan exempt under Rule 16b-3. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer upon vesting. The restricted stock units vest according to the following schedule: 50% vest on the six-month anniversary of the closing of the initial public offering of the Issuer's common stock (the "Transaction Date"), 25% on the one-year anniversary of the Transaction Date and 25% on the two-year anniversary of the Transaction Date. Vested shares will be delivered to the reporting person within 30 days following the vesting date.
- [F2]Grant of performance restricted stock units (PRSUs) under the AXA Equitable Holdings, Inc. 2018 Omnibus Equity Incentive Plan exempt under Rule 16b-3. Each PRSU represents a contingent right to receive one share of common stock of the Issuer upon vesting. The PRSUs will vest upon and subject to achievement of the following criteria: (i) the Issuer's common stock achieving a market price of $26.00 for 30 consecutive days prior to May 14, 2020, or (ii) if the PRSUs have not vested by May 14, 2020, the Issuer's common stock achieving a market price of $30.00 for 30 consecutive days prior to May 14, 2023. If the PRSUs have not otherwise vested by May 14, 2023, 50% of the PRSUs will vest on May 14, 2023.
Documents
Issuer
AXA Equitable Holdings, Inc.
CIK 0001333986
Entity typeother
Related Parties
1- filerCIK 0001739810
Filing Metadata
- Form type
- 4
- Filed
- May 10, 8:00 PM ET
- Accepted
- May 11, 4:49 PM ET
- Size
- 8.4 KB