4//SEC Filing
Winikoff Brian 4
Accession 0001209191-18-029610
CIK 0001333986other
Filed
May 10, 8:00 PM ET
Accepted
May 11, 4:53 PM ET
Size
10.2 KB
Accession
0001209191-18-029610
Insider Transaction Report
Form 4
Winikoff Brian
(See Remarks)
Transactions
- Award
Common Stock
2018-05-09+18,500→ 18,500 total - Purchase
Common Stock
2018-05-10$20.00/sh+1,000$20,000→ 19,500 total - Award
Performance Restricted Stock Units
2018-05-09+18,500→ 18,500 total→ Common Stock (18,500 underlying)
Footnotes (3)
- [F1]Grant of restricted stock units under the AXA Equitable Holdings, Inc. 2018 Omnibus Equity Incentive Plan exempt under Rule 16b-3. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer upon vesting. The restricted stock units vest according to the following schedule: 50% vest on the six-month anniversary of the closing of the initial public offering of the Issuer's common stock (the "Transaction Date"), 25% on the one-year anniversary of the Transaction Date and 25% on the two-year anniversary of the Transaction Date. Vested shares will be delivered to the reporting person within 30 days following the vesting date.
- [F2]Includes restricted stock units.
- [F3]Grant of performance restricted stock units (PRSUs) under the AXA Equitable Holdings, Inc. 2018 Omnibus Equity Incentive Plan exempt under Rule 16b-3. Each PRSU represents a contingent right to receive one share of common stock of the Issuer upon vesting. The PRSUs will vest upon and subject to achievement of the following criteria: (i) the Issuer's common stock achieving a market price of $26.00 for 30 consecutive days prior to May 14, 2020, or (ii) if the PRSUs have not vested by May 14, 2020, the Issuer's common stock achieving a market price of $30.00 for 30 consecutive days prior to May 14, 2023. If the PRSUs have not otherwise vested by May 14, 2023, 50% of the PRSUs will vest on May 14, 2023.
Documents
Issuer
AXA Equitable Holdings, Inc.
CIK 0001333986
Entity typeother
Related Parties
1- filerCIK 0001739790
Filing Metadata
- Form type
- 4
- Filed
- May 10, 8:00 PM ET
- Accepted
- May 11, 4:53 PM ET
- Size
- 10.2 KB