4//SEC Filing
NEA PARTNERS 10 L P 4
Accession 0001209191-18-029614
CIK 0001253689other
Filed
May 10, 8:00 PM ET
Accepted
May 11, 5:00 PM ET
Size
17.0 KB
Accession
0001209191-18-029614
Insider Transaction Report
Form 4
NEW ENTERPRISE ASSOCIATES 10 L P
10% Owner
Transactions
- Sale
Common Stock
2018-05-10$17.81/sh−4,006$71,347→ 4,702,791 total - Exercise of In-Money
Warrant to Purchase Common Stock (right to buy)
2018-05-10−298,406→ 0 totalExercise: $0.33From: 2009-01-16Exp: 2019-01-16→ Common Stock (298,406 underlying) - Exercise of In-Money
Warrant to Purchase Common Stock (right to buy)
2018-05-10−216,046→ 0 totalExercise: $0.33From: 2008-07-03Exp: 2018-07-03→ Common Stock (216,046 underlying) - Sale
Common Stock
2018-05-10$17.81/sh−5,533$98,543→ 4,995,664 total - Exercise of In-Money
Common Stock
2018-05-10$0.33/sh+216,046$71,295→ 4,706,797 total - Exercise of In-Money
Common Stock
2018-05-10$0.33/sh+298,406$98,474→ 5,001,197 total
NEA PARTNERS 10 L P
10% Owner
Transactions
- Exercise of In-Money
Common Stock
2018-05-10$0.33/sh+216,046$71,295→ 4,706,797 total - Sale
Common Stock
2018-05-10$17.81/sh−4,006$71,347→ 4,702,791 total - Exercise of In-Money
Common Stock
2018-05-10$0.33/sh+298,406$98,474→ 5,001,197 total - Sale
Common Stock
2018-05-10$17.81/sh−5,533$98,543→ 4,995,664 total - Exercise of In-Money
Warrant to Purchase Common Stock (right to buy)
2018-05-10−298,406→ 0 totalExercise: $0.33From: 2009-01-16Exp: 2019-01-16→ Common Stock (298,406 underlying) - Exercise of In-Money
Warrant to Purchase Common Stock (right to buy)
2018-05-10−216,046→ 0 totalExercise: $0.33From: 2008-07-03Exp: 2018-07-03→ Common Stock (216,046 underlying)
Footnotes (3)
- [F1]The shares are directly held by New Enterprise Associates 10, Limited Partnership ("NEA 10") and indirectly held by NEA Partners 10, Limited Partnership ("NEA Partners 10"), the sole general partner of NEA 10, and the individual general partners of NEA Partners 10 (NEA Partners 10 and its individual general partners together, the "Indirect Reporting Persons"). The individual general partners of NEA Partners 10 are Peter J. Barris, M. James Barrett and Scott D. Sandell. Each Indirect Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the NEA 10 shares in which such Indirect Reporting Person has no pecuniary interest.
- [F2]On May 10, 2018, NEA 10 exercised warrants to purchase a total of 216,046 shares of the Issuer's common stock for $0.33 a share. NEA 10 paid the exercise price on a cashless basis, resulting in the Issuer's withholding of 4,006 of the warrant shares to pay the exercise price and issuing 212,040 shares to NEA 10. The Issuer also paid cash to NEA 10 in lieu of any fractional shares to be issued upon exercise of the warrants.
- [F3]On May 10, 2018, NEA 10 exercised warrants to purchase a total of 298,406 shares of the Issuer's common stock for $0.33 a share. NEA 10 paid the exercise price on a cashless basis, resulting in the Issuer's withholding of 5,533 of the warrant shares to pay the exercise price and issuing 292,873 shares to NEA 10. The Issuer also paid cash to NEA 10 in lieu of any fractional shares to be issued upon exercise of the warrants.
Documents
Issuer
GLYCOMIMETICS INC
CIK 0001253689
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001236049
Filing Metadata
- Form type
- 4
- Filed
- May 10, 8:00 PM ET
- Accepted
- May 11, 5:00 PM ET
- Size
- 17.0 KB