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4//SEC Filing

SHROTRIYA RAJESH C MD 4

Accession 0001209191-18-031158

CIK 0000831547other

View on SEC.gov Company Profile

Filed

May 16, 8:00 PM ET

Accepted

May 17, 6:38 PM ET

Size

18.4 KB

Accession

0001209191-18-031158

Insider Transaction Report

Form 4

Period: 2018-05-17

SPECTRUM PHARMACEUTICALS INCSPPI

SHROTRIYA RAJESH C MD

DirectorChairman, CEO & President

Transactions

Gift
Common Stock, $0.001 par value
2018-05-17+362,926→ 978,889 total(indirect: By Trust)
Exercise/Conversion
Common Stock, $0.001 par value
2018-05-17$1.43/sh+112,500$160,875→ 313,152 total
Exercise/Conversion
Common Stock, $0.001 par value
2018-05-17$1.47/sh+250,426$368,126→ 563,578 total
Exercise/Conversion
Stock Option Exercise (Right to Buy)
2018-05-17−250,426→ 0 total
Exercise: $1.47From: 2012-01-16Exp: 2019-01-16→ Common Stock (250,426 underlying)
Gift
Common Stock, $0.001 par value
2018-05-17−362,926→ 200,652 total
Exercise/Conversion
Stock Option Exercise (Right to Buy)
2018-05-17−112,500→ 0 total
Exercise: $1.43From: 2011-12-06Exp: 2018-12-06→ Common Stock (112,500 underlying)

Holdings

Common Stock, $0.001 par value
(indirect: By Spouse)
9,523
Common Stock, $0.001 par value
(indirect: By Foundation)
67,144
Common Stock, $0.001 par value
(indirect: By Trust)
1,787,542
Common Stock, $0.001 par value
(indirect: By 401(k))
28,907
Common Stock, $0.001 par value
(indirect: By IRA)
40,000
Common Stock, $0.001 par value
(indirect: By Trust)
1,243,284

Footnotes (1)

[F1]Transfer for estate planning purposes by Reporting Person to the CS Family Trust. The Reporting Person has an indirect beneficial ownership as trustee of the CS Family Trust.

Documents

1 file

4
doc4.xmlPrimary
FORM 4 SUBMISSION

Issuer

SPECTRUM PHARMACEUTICALS INC

CIK 0000831547

Entity typeother

Related Parties

1

filerCIK 0001193918

Filing Metadata

Form type: 4
Filed: May 16, 8:00 PM ET
Accepted: May 17, 6:38 PM ET
Size: 18.4 KB

View on SEC.gov