4//SEC Filing
Jacobs Justin 4
Accession 0001209191-18-031393
CIK 0000809933other
Filed
May 17, 8:00 PM ET
Accepted
May 18, 4:12 PM ET
Size
13.1 KB
Accession
0001209191-18-031393
Insider Transaction Report
Form 4
Jacobs Justin
Director
Transactions
- Other
Class A Common Stock, $0.01 par value
2018-05-16+1,721→ 3,317 total(indirect: See footnote)
Holdings
- 463,072
Class A Common Stock, $0.01 par value
Mill Road Capital II, L.P.
10% Owner
Transactions
- Other
Class A Common Stock, $0.01 par value
2018-05-16+1,721→ 3,317 total(indirect: See footnote)
Holdings
- 463,072
Class A Common Stock, $0.01 par value
Mill Road Capital II GP LLC
10% Owner
Transactions
- Other
Class A Common Stock, $0.01 par value
2018-05-16+1,721→ 3,317 total(indirect: See footnote)
Holdings
- 463,072
Class A Common Stock, $0.01 par value
LYNCH THOMAS E
10% Owner
Transactions
- Other
Class A Common Stock, $0.01 par value
2018-05-16+1,721→ 3,317 total(indirect: See footnote)
Holdings
- 463,072
Class A Common Stock, $0.01 par value
Scharfman Scott
10% Owner
Transactions
- Other
Class A Common Stock, $0.01 par value
2018-05-16+1,721→ 3,317 total(indirect: See footnote)
Holdings
- 463,072
Class A Common Stock, $0.01 par value
Footnotes (2)
- [F1]Represents the Reporting Persons' acquisition of an indirect pecuniary interest in shares of restricted stock granted by the issuer to Mr. Jacobs in accordance with Rule 16b-3(d) (as described in transaction code "A") as compensation for serving as a member of the issuer's board of directors. The shares of restricted stock will vest on April 18, 2019. Pursuant to a pre-existing contractual obligation, Mill Road Capital Management LLC, an affiliate of the Reporting Persons that does not have Section 13(d) beneficial ownership of any shares of the issuer, has the right to receive the economic benefit of the reported shares and, accordingly, Mr. Jacobs has no direct pecuniary interest in such shares. Each of the Reporting Persons may be deemed to have an indirect pecuniary interest in the reported shares. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any.
- [F2]The shares reported are directly held by Mill Road Capital II, L.P. (the "Fund"). Mill Road Capital II GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Each of Messrs. Lynch and Scharfman is a management committee director of the GP and has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any.
Documents
Issuer
ECOLOGY & ENVIRONMENT INC
CIK 0000809933
Entity typeother
Related Parties
1- filerCIK 0001464667
Filing Metadata
- Form type
- 4
- Filed
- May 17, 8:00 PM ET
- Accepted
- May 18, 4:12 PM ET
- Size
- 13.1 KB