4//SEC Filing
giovanniello joseph 4
Accession 0001209191-18-032495
CIK 0001029730other
Filed
May 22, 8:00 PM ET
Accepted
May 23, 7:36 AM ET
Size
8.2 KB
Accession
0001209191-18-032495
Insider Transaction Report
Form 4
giovanniello joseph
Senior Vice President
Transactions
- Exercise/Conversion
Common Stock
2018-05-22$2.30/sh+15,000$34,500→ 351,257 total - Exercise/Conversion
Stock Option (Right to Buy)
2018-05-22−15,000→ 0 totalExercise: $2.30Exp: 2018-06-02→ Common Stock (15,000 underlying)
Holdings
- 2,000
8.00% Series A Cumulative Redeemable Preferred Stock
Footnotes (2)
- [F1]The 8.00% Series A Cumulative Redeemable Preferred Stock is convertible into common stock at a non-fixed conversion rate in connection with a change of control as described in the Issuer's Current Report on Form 8-K, filed with the Securities and Exchange Commission on May 24, 2013.
- [F2]The option vested in four equal annual installments commencing on June 3, 2009.
Documents
Issuer
LADENBURG THALMANN FINANCIAL SERVICES INC.
CIK 0001029730
Entity typeother
Related Parties
1- filerCIK 0001567315
Filing Metadata
- Form type
- 4
- Filed
- May 22, 8:00 PM ET
- Accepted
- May 23, 7:36 AM ET
- Size
- 8.2 KB