|4May 23, 7:01 PM ET

GRUNDFEST JOSEPH 4

4 · Financial Engines, Inc. · Filed May 23, 2018

Insider Transaction Report

Form 4
Period: 2018-05-21
Transactions
  • Exercise/Conversion

    Common Stock

    2018-05-21+1,25526,290 total
  • Exercise/Conversion

    Restricted Stock Units

    2018-05-211,2550 total
    Exercise: $0.00Common Stock (1,255 underlying)
  • Award

    Restricted Stock Units

    2018-05-23+4,4824,482 total
    Exercise: $0.00From: 2019-05-15Common Stock (4,482 underlying)
Holdings
  • Common Stock

    (indirect: By Trust)
    160,000
Footnotes (3)
  • [F1]Each restricted stock unit represents a contingent right to receive one share of Financial Engines, Inc. common stock.
  • [F2]The Restricted Stock units vest in four equal annual installments beginning 5/21/15.
  • [F3]No expiration date.

Documents

1 file
  • 4
    doc4.xmlPrimary

    FORM 4 SUBMISSION