Home/Filings/4/0001209191-18-033148
4//SEC Filing

Baldwin Nancy 4

Accession 0001209191-18-033148

CIK 0000883107other

Filed

May 23, 8:00 PM ET

Accepted

May 24, 6:35 PM ET

Size

17.4 KB

Accession

0001209191-18-033148

Insider Transaction Report

Form 4
Period: 2018-05-23
Baldwin Nancy
VP Human Resources & IT
Transactions
  • Award

    Common Stock (right to purchase)

    2018-05-23$0.82/sh+40,000$32,80040,000 total
    Exercise: $0.82From: 2019-05-23Exp: 2028-05-23Common Stock (40,000 underlying)
Holdings
  • Common Stock

    987
  • Common Stock (right to purchase)

    Exercise: $0.68From: 2018-02-21Exp: 2027-02-21Common Stock (36,000 underlying)
    36,000
  • Common Stock (right to purchase)

    Exercise: $1.70From: 2011-05-03Exp: 2020-05-03Common Stock (27,000 underlying)
    27,000
  • Common Stock (right to purchase)

    Exercise: $0.41From: 2014-02-14Exp: 2023-02-14Common Stock (39,000 underlying)
    39,000
  • Common Stock (right to purchase)

    Exercise: $0.52From: 2015-02-13Exp: 2024-02-13Common Stock (40,000 underlying)
    40,000
  • Common Stock (right to purchase)

    Exercise: $0.44From: 2016-02-18Exp: 2025-02-18Common Stock (36,000 underlying)
    36,000
  • Common Stock (right to purchase)

    Exercise: $1.02From: 2010-05-04Exp: 2019-05-04Common Stock (30,000 underlying)
    30,000
  • Common Stock (right to purchase)

    Exercise: $1.26From: 2012-05-02Exp: 2021-05-02Common Stock (31,000 underlying)
    31,000
  • Common Stock (right to purchase)

    Exercise: $0.30From: 2013-08-07Exp: 2022-08-07Common Stock (41,000 underlying)
    41,000
  • Common Stock (right to purchase)

    Exercise: $0.42From: 2017-02-23Exp: 2026-02-23Common Stock (31,500 underlying)
    31,500
Footnotes (1)
  • [F1]Subject to certain restrictions, beginning on this date, options vest in three equal annual installments.

Issuer

NANOPHASE TECHNOLOGIES Corp

CIK 0000883107

Entity typeother

Related Parties

1
  • filerCIK 0001446736

Filing Metadata

Form type
4
Filed
May 23, 8:00 PM ET
Accepted
May 24, 6:35 PM ET
Size
17.4 KB