Zalik Helen 4
4 · GreenSky, Inc. · Filed May 31, 2018
Insider Transaction Report
Form 4
GreenSky, Inc.GSKY
Zalik Helen
10% Owner
Transactions
- Sale
Holdco Units
2018-05-29$21.85/sh−19,200,980.18$419,541,417→ 50,948,121.12 total(indirect: By LLC)→ Class A common stock (19,200,980.18 underlying) - Sale
Holdco Units
2018-05-29$21.85/sh−5,009,230.86$109,451,694→ 13,291,555.86 total(indirect: By LLC)→ Class A common stock (5,009,230.86 underlying) - Sale
Class B common stock
2018-05-29−19,200,980.18→ 50,948,121.12 total(indirect: By LLC) - Sale
Class B common stock
2018-05-29−5,009,230.86→ 13,291,555.86 total(indirect: By LLC)
Footnotes (7)
- [F1]Represents Holdco Units purchased by the Issuer in connection with its initial public offering, and shares of Class B common stock automatically cancelled upon such purchase.
- [F2]Amount represents 98.4957% of the Holdco Units purchased from Founders Technology Investors, LLC, and 98.4957% of the Class B common stock automatically cancelled upon such purchase, attributable to the Reporting Person based on her 98.4957% indirect economic interest in Founders Technology Investors, LLC.
- [F3]The amount of securities reflects a 98.4957% indirect economic interest in Founders Technology Investors, LLC.
- [F4]The Class B common stock entitles holders to ten votes per share, votes as a single class with the Class A common stock, has no economic rights and is subject to forfeiture upon exchange of the Reporting Person's Holdco Units as described below.
- [F5]Amount represents 97.1314% of the Holdco Units purchased from Financial Technology Investors, LLC, and 97.1314% of the Class B common stock automatically cancelled upon such purchase, attributable to the Reporting Person based on her 97.1314% indirect economic interest in Financial Technology Investors, LLC.
- [F6]The amount of securities reflects a 97.1314% indirect economic interest in Financial Technology Investors, LLC.
- [F7]Pursuant to the Exchange Agreement, dated May 23, 2018, by and among the Issuer, GreenSky Holdings, LLC ("GS Holdings") and the members of GS Holdings, the Holdco Units may be exchanged by the Reporting Person (with automatic cancellation of an equal number of shares of Class B common stock) for shares of Class A common stock on a one-for-one basis, subject to customary adjustments for stock splits, stock dividends, reclassifications and other similar transactions, stock repurchases and other reinvestments of excess cash, or for cash (based on the market price of the shares of Class A common stock), at the Issuer's option.