Dowd James A. 4
4 · Pathfinder Bancorp, Inc. · Filed Jun 1, 2018
Insider Transaction Report
Form 4
DAWD JAMES A
SVP and CFO
Transactions
- Exercise/Conversion
Common Stock
2018-06-01$15.62/sh−6,000$93,746→ 10,217 total - Exercise/Conversion
Stock Options
2018-06-01−6,000→ 10,237 totalExercise: $5.46From: 2012-06-23Exp: 2021-06-23→ Common Stock (6,000 underlying) - Exercise/Conversion
Common Stock
2018-06-01$5.46/sh+6,000$32,783→ 16,217 total
Holdings
- 11,182(indirect: By ESOP)
Common Stock
- 15,727(indirect: By 401(k))
Common Stock
- 15,816
Stock Options
Exercise: $11.35From: 2017-05-06Exp: 2026-05-06→ Common Stock (15,816 underlying)
Footnotes (1)
- [F1]This transaction was executed in multiple trades at prices ranging from $15.60 to $15.85. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon request, to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.