4//SEC Filing
RICE RONALD A 4
Accession 0001209191-18-035160
CIK 0000110621other
Filed
Jun 3, 8:00 PM ET
Accepted
Jun 4, 4:45 PM ET
Size
8.9 KB
Accession
0001209191-18-035160
Insider Transaction Report
Form 4
RICE RONALD A
President and COO
Transactions
- Tax Payment
Common Stock, $0.01 par value
2018-05-31$49.50/sh−2,547$126,077→ 320,158 total
Holdings
- 550,000
Stock Appreciation Rights
→ Common Stock (550,000 underlying) - 4,889(indirect: By 401(k))
Common Stock, $0.01 par value
Footnotes (5)
- [F1]On May 31, 2018, 9,145 shares of Common Stock issued to the reporting person pursuant to the 2007 RPM International Inc. Restricted Stock Plan (the "Plan") vested. In accordance with the Plan, the reporting person disposed of 2,547 shares of Common Stock back to the issuer to satisfy tax obligations of the reporting person.
- [F2]Includes an aggregate of 22,841 shares of Common Stock issued pursuant to the 2007 RPM International Inc. Restricted Stock Plan, 8,066 vested restricted shares of Common Stock held in escrow in the 1997 RPM International Inc. Restricted Stock Plan and 48,863 vested restricted shares of Common Stock held in escrow in the 2007 RPM International Inc. Restricted Stock Plan until the reporting persons' retirement, 56,000 shares of Common Stock, issued as Performance Earned Restricted Stock, pursuant to the RPM International Inc. 2014 Omnibus Equity Incentive Plan, and 40,000 shares of Common Stock, issued as Performance Contingent Restricted Stock, pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan.
- [F3]Approximate number of shares held as of May 31, 2018 in the account of reporting person by Wachovia Bank, N.A., as Trustee of the RPM International Inc. 401(k) Trust and Plan, as amended.
- [F4]No transaction is being reported on this line. Reported on a previously filed Form 3, Form 4, or Form 5.
- [F5]Stock Appreciation Rights granted pursuant to the RPM International Inc. 2004 and 2014 Omnibus Equity and Incentive Plans in exempt transactions under Rule 16b-3. These Stock Appreciation Rights vest in four equal annual installments commencing one year after the date of grant. These Stock Appreciation Rights were granted between 2012 and 2017 and expire 10 years from the date of grant.
Documents
Issuer
RPM INTERNATIONAL INC/DE/
CIK 0000110621
Entity typeother
Related Parties
1- filerCIK 0001224027
Filing Metadata
- Form type
- 4
- Filed
- Jun 3, 8:00 PM ET
- Accepted
- Jun 4, 4:45 PM ET
- Size
- 8.9 KB