Home/Filings/4/0001209191-18-036326
4//SEC Filing

Akhanov Dmitry 4

Accession 0001209191-18-036326

CIK 0001227025other

Filed

Jun 6, 8:00 PM ET

Accepted

Jun 7, 4:07 PM ET

Size

7.9 KB

Accession

0001209191-18-036326

Insider Transaction Report

Form 4
Period: 2018-06-05
Transactions
  • Award

    Non-Qualified Stock Option (right to buy)

    2018-06-05+12,48612,486 total
    Exercise: $6.78From: 2018-07-05Exp: 2028-06-04Common Stock (12,486 underlying)
  • Award

    Restricted Stock Units (right to acquire)

    2018-06-05+6,9326,932 total
    Exercise: $0.00From: 2019-06-05Common Stock (6,932 underlying)
Footnotes (3)
  • [F1]This option shall vest at a rate of 1/12th of the total number of shares granted on each monthly anniversary of the grant date, so long as the Reporting Person remains a member of the Board of Directors of NeoPhotonics Corporation (the "Company").
  • [F2]Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of NeoPhotonics common stock.
  • [F3]The RSUs shall vest on the one year anniversary of the grant date, so long as the Reporting Person remains a member of the Board of Directors of the Company.

Issuer

NEOPHOTONICS CORP

CIK 0001227025

Entity typeother

Related Parties

1
  • filerCIK 0001579447

Filing Metadata

Form type
4
Filed
Jun 6, 8:00 PM ET
Accepted
Jun 7, 4:07 PM ET
Size
7.9 KB