4//SEC Filing
Trainor-Degirolamo Sheldon 4
Accession 0001209191-18-036335
CIK 0001300699other
Filed
Jun 6, 8:00 PM ET
Accepted
Jun 7, 4:18 PM ET
Size
7.6 KB
Accession
0001209191-18-036335
Insider Transaction Report
Form 4
Athenex, Inc.ATNX
Trainor-Degirolamo Sheldon
Director
Transactions
- Sale
Common Stock
2018-06-06$16.81/sh−12,401$208,461→ 711,333 total(indirect: By PacBridge Partners V Investment Co Ltd.)
Holdings
- 19,500
Stock Option (Right to Buy)
Exercise: $11.00Exp: 2027-06-14→ Common Stock (19,500 underlying)
Footnotes (4)
- [F1]This transaction was executed in multiple trades ranging from $16.80 to $16.85. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder full information regarding the number of shares and prices at which the transactions were effected.
- [F2]These shares are held for the account of PacBridge Partners V Investment Co Ltd. Sheldon Trainor-Degirolamo ("Mr. Trainor-Degirolamo") is the sole director and shareholder of PacBridge Partners V Investment Co Ltd. and has sole voting and dispositive power over the shares held by it.
- [F3]Mr. Trainor-Degirolamo disclaims beneficial ownership of the reported securities except to the extent, if any, of its or his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Trainor-Degirolamo is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
- [F4]The option vests in four equal annual installments beginning on June 14, 2018.
Documents
Issuer
Athenex, Inc.
CIK 0001300699
Entity typeother
Related Parties
1- filerCIK 0001708966
Filing Metadata
- Form type
- 4
- Filed
- Jun 6, 8:00 PM ET
- Accepted
- Jun 7, 4:18 PM ET
- Size
- 7.6 KB