OncoCyte Corp·4

Jun 11, 7:31 PM ET

MECHEM KRISTINE C. 4

4 · OncoCyte Corp · Filed Jun 11, 2018

Insider Transaction Report

Form 4
Period: 2018-06-07
MECHEM KRISTINE C.
VP of Marketing
Transactions
  • Award

    Option to Purchase Common Stock

    2018-06-07+50,00050,000 total
    Exercise: $2.85Exp: 2028-06-06Common Stock (50,000 underlying)
Holdings
  • Option to Purchase Common Stock

    Exercise: $4.70Exp: 2027-02-16Common Stock (67,500 underlying)
    67,500
  • Option to Purchase Common Stock

    Exercise: $2.35Exp: 2028-05-22Common Stock (125,000 underlying)
    125,000
  • Option to Purchase Common Stock

    Exercise: $3.06Exp: 2026-02-15Common Stock (60,000 underlying)
    60,000
  • Option to Purchase Common Stock

    Exercise: $3.16Exp: 2025-08-03Common Stock (100,000 underlying)
    100,000
Footnotes (5)
  • [F1]One half of these options shall vest on the filing of the Medicare dossier for the Medicare local coverage determination for OncoCyte's DetermaVu product candidate, subject to continuous employment on such date, and the balance shall vest on the date of return from sabbatical and obtaining a Medicare local coverage determination for OncoCyte's DetermaVu product candidate, subject to continuous employment on such date.
  • [F2]These options vest as to one-third of the shares on each of the completion of the clinical utility study for OncoCyte's DetermaVu product candidate, the filing of the Medicare dossier for the Medicare local coverage determination, and obtaining a Medicare local coverage determination for OncoCyte's DetermaVu product candidate.
  • [F3]One quarter of the options vested on February 16, 2018, and the balance shall vest thereafter in 36 monthly installments upon the completion of each month of continuous employment.
  • [F4]One quarter of the options vested on February 15, 2017, and the balance shall vest thereafter in 36 monthly installments upon the completion of each month of continuous employment.
  • [F5]One quarter of the options vested on August 3, 2016, and the balance shall vest thereafter in 36 monthly installments upon the completion of each month of continuous employment.

Documents

1 file
  • 4
    doc4.xmlPrimary

    FORM 4 SUBMISSION