Van Bokkelen Gil 4
4 · ATHERSYS, INC / NEW · Filed Jun 19, 2018
Insider Transaction Report
Form 4
Van Bokkelen Gil
DirectorChmn & Chief Executive Officer
Transactions
- Award
Common Stock
2018-06-18+147,600→ 1,356,836 total - Award
Incentive Stock Option (right to purchase)
2018-06-18+350,400→ 350,400 totalExercise: $2.31Exp: 2028-06-18→ Common Stock (350,400 underlying) - Tax Payment
Common Stock
2018-06-15$2.32/sh−11,983$27,801→ 1,209,236 total
Footnotes (4)
- [F1]Shares withheld from the quarterly vesting of annual restricted stock unit awards related to the minimum tax withholding obligation.
- [F2]Award of annual restricted stock units, each of which represents a contingent right to receive one share of Athersys, Inc. common stock after vesting. The restricted stock units vest ratably on a quarterly basis over a three-year period.
- [F3]Securities beneficially owned are comprised of: (1) 905,664 shares of common stock owned and (2) unvested restricted stock units aggregating 451,172 related to annual awards, which vest quarterly over a three or four-year period from grant date.
- [F4]Award of an annual stock option. The option vests ratably on a quarterly basis over a three-year period.