STACY DONALD L 4
4 · MIDDLEFIELD BANC CORP · Filed Jun 25, 2018
Insider Transaction Report
Form 4
STACY DONALD L
Treasurer/CFO
Transactions
- Award
Common Stock
2018-06-22$51.60/sh+619$31,940→ 1,879.321 total - Tax Payment
Common Stock
2018-06-22$51.60/sh−154$7,946→ 1,725.321 total
Holdings
- 462
Conditional Stock Award
Exercise: $38.70Exp: 2020-07-20→ Common Stock (462 underlying) - 1,000(indirect: By IRA)
Common Stock
- 19.794
Common Stock
- 1,015
Conditonal Stock Award
Exercise: $48.20Exp: 2021-05-22→ Common Stock (1,015 underlying) - 2,500
Common Stock (right to buy)
Exercise: $17.55From: 2012-05-09Exp: 2021-05-09→ Common Stock (2,500 underlying) - 532
Conditional Stock Award
Exercise: $32.40Exp: 2019-03-01→ Common Stock (532 underlying)
Footnotes (6)
- [F1]Shares were acquired under the terms of a Conditional Stock Grant dated June 22, 2015.
- [F2]Includes shares acquired under MBCN Dividend Reinvestment Plan.
- [F3]held jointly with son
- [F4]Until the award vests, the award confers no right to vote, no right to dividends, and no other shareholder rights to the recipient. Vesting is subject to a time-based or service condition and a performance-based condition. The details of the vesting conditions may be found in a Form 8-K filing dated March 4, 2016.
- [F5]Until the award vests, the award confers no right to vote, no right to dividends, and no other shareholder rights to the recipient. Vesting is subject to a time-based or service condition and a performance-based condition. The details of the vesting conditions may be found in a Form 8-K filing dated July 20, 2017.
- [F6]Until the award vests, the award confers no right to vote, no right to dividends, and no other shareholder rights to the recipient. Vesting is subject to a time-based or service condition and a performance-based condition. The details of the vesting conditions may be found in a Form 8-K filing dated June 25, 2018.