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4/A//SEC Filing

CALDWELL THOMAS G 4/A

Accession 0001209191-18-039487

CIK 0000836147other
View on SEC.govCompany Profile

Filed

Jun 25, 8:00 PM ET

Accepted

Jun 26, 7:16 AM ET

Size

20.6 KB

Accession

0001209191-18-039487

Insider Transaction Report

Form 4/AAmended
Period: 2018-06-22
MIDDLEFIELD BANC CORPMBCN
CALDWELL THOMAS G
DirectorPresident/Chief Executive Offi
Transactions
  • Award

    Common Stock

    2018-06-22$51.60/sh+1,018$52,529→ 1,677 total
  • Tax Payment

    Common Stock

    2018-06-22$51.60/sh−300$15,480→ 1,377 total
Holdings

  • Stock Option (right to buy)

    Exercise: $23.00From: 2009-11-10Exp: 2018-11-10→ Common Stock (1,500 underlying)
    1,500

  • Conditional Stock Award

    Exercise: $48.20Exp: 2021-05-22→ Common Stock (2,240 underlying)
    2,240

  • Conditional Stock Award

    Exercise: $38.70Exp: 2020-07-20→ Common Stock (753 underlying)
    753

  • Common Stock

    13,522

  • Common Stock

    (indirect: By Children)
    246.13

  • Conditional Stock Award

    Exercise: $32.40Exp: 2019-03-01→ Common Stock (865 underlying)
    865

  • Stock Option (right to buy)

    Exercise: $23.00From: 2009-11-10Exp: 2018-11-10→ Common Stock (1,000 underlying)
    1,000

  • Stock Option (right to buy)

    Exercise: $17.55From: 2012-05-09Exp: 2021-05-09→ Common Stock (2,500 underlying)
    2,500
Footnotes (6)
  • [F1]Shares were acquired under the terms of a Conditional Stock Grant dated June 22, 2015.
  • [F2]Includes shares held jointly with spouse.
  • [F3]Includes shares acquired under MBCN Dividend Reinvestment Plan.
  • [F4]Until the award vests, the award confers no right to vote, no right to dividends, and no other shareholder rights to the recipient. Vesting is subject to a time-based or service condition and a performance-based condition. The details of the vesting conditions may be found in a Form 8-K filing dated March 4, 2016.
  • [F5]Until the award vests, the award confers no right to vote, no right to dividends, and no other shareholder rights to the recipient. Vesting is subject to a time-based or service condition and a performance-based condition. The details of the vesting conditions may be found in a Form 8-K filing dated July 20, 2017.
  • [F6]Until the award vests, the award confers no right to vote, no right to dividends, and no other shareholder rights to the recipient. Vesting is subject to a time-based or service condition and a performance-based condition. The details of the vesting conditions may be found in a Form 8-K filing dated May 29, 2018.

Documents

2 files

Issuer

MIDDLEFIELD BANC CORP

CIK 0000836147

→
Entity typeother

Related Parties

1
  • filerCIK 0001223976

Filing Metadata

Form type
4/A
Filed
Jun 25, 8:00 PM ET
Accepted
Jun 26, 7:16 AM ET
Size
20.6 KB
View on SEC.gov