4//SEC Filing
giovanniello joseph 4
Accession 0001209191-18-040529
CIK 0001029730other
Filed
Jul 2, 8:00 PM ET
Accepted
Jul 3, 7:38 AM ET
Size
6.0 KB
Accession
0001209191-18-040529
Insider Transaction Report
Form 4
giovanniello joseph
Senior Vice President
Transactions
- Award
Common Stock
2018-06-29$3.23/sh+755$2,439→ 352,012 total
Holdings
- 2,000
8.00% Series A Cumulative Redeemable Preferred Stock
Footnotes (2)
- [F1]Acquisition of stock under Issuer's employee stock purchase plan.
- [F2]The 8.00% Series A Cumulative Redeemable Preferred Stock is convertible into common stock at a non-fixed conversion rate in connection with a change of control as described in the Issuer's Current Report on Form 8-K, filed with the Securities and Exchange Commission on May 24, 2013.
Documents
Issuer
LADENBURG THALMANN FINANCIAL SERVICES INC.
CIK 0001029730
Entity typeother
Related Parties
1- filerCIK 0001567315
Filing Metadata
- Form type
- 4
- Filed
- Jul 2, 8:00 PM ET
- Accepted
- Jul 3, 7:38 AM ET
- Size
- 6.0 KB