4//SEC Filing
New Leaf Ventures II, L.P. 4
Accession 0001209191-18-041666
CIK 0001227636other
Filed
Jul 4, 8:00 PM ET
Accepted
Jul 5, 4:39 PM ET
Size
25.4 KB
Accession
0001209191-18-041666
Insider Transaction Report
Form 4
New Leaf Venture Associates II, L.P.
10% Owner
Transactions
- Conversion
Common Stock
2018-07-02+206,380→ 1,054,740 total(indirect: See Footnote) - Conversion
Common Stock
2018-07-02+66,694→ 1,543,115 total(indirect: See Footnote) - Conversion
Series D Convertible Preferred Stock
2018-07-02−848,360→ 0 total(indirect: See Footnote)→ Common Stock (848,360 underlying) - Conversion
Series E Convertible Preferred Stock
2018-07-02−206,380→ 0 total(indirect: See Footnote)→ Common Stock (206,380 underlying) - Conversion
Series F Convertible Preferred Stock
2018-07-02−421,681→ 0 total(indirect: See Footnote)→ Common Stock (421,681 underlying) - Conversion
Series G Convertible Preferred Stock
2018-07-02−66,694→ 0 total(indirect: See Footnote)→ Common Stock (66,694 underlying) - Conversion
Common Stock
2018-07-02+421,681→ 1,476,421 total(indirect: See Footnote) - Conversion
Common Stock
2018-07-02+848,360→ 848,360 total(indirect: See Footnote)
Transactions
- Conversion
Common Stock
2018-07-02+848,360→ 848,360 total(indirect: See Footnote) - Conversion
Common Stock
2018-07-02+421,681→ 1,476,421 total(indirect: See Footnote) - Conversion
Common Stock
2018-07-02+66,694→ 1,543,115 total(indirect: See Footnote) - Conversion
Series D Convertible Preferred Stock
2018-07-02−848,360→ 0 total(indirect: See Footnote)→ Common Stock (848,360 underlying) - Conversion
Series F Convertible Preferred Stock
2018-07-02−421,681→ 0 total(indirect: See Footnote)→ Common Stock (421,681 underlying) - Conversion
Series G Convertible Preferred Stock
2018-07-02−66,694→ 0 total(indirect: See Footnote)→ Common Stock (66,694 underlying) - Conversion
Common Stock
2018-07-02+206,380→ 1,054,740 total(indirect: See Footnote) - Conversion
Series E Convertible Preferred Stock
2018-07-02−206,380→ 0 total(indirect: See Footnote)→ Common Stock (206,380 underlying)
New Leaf Ventures II, L.P.
10% Owner
Transactions
- Conversion
Series D Convertible Preferred Stock
2018-07-02−848,360→ 0 total(indirect: See Footnote)→ Common Stock (848,360 underlying) - Conversion
Series E Convertible Preferred Stock
2018-07-02−206,380→ 0 total(indirect: See Footnote)→ Common Stock (206,380 underlying) - Conversion
Series G Convertible Preferred Stock
2018-07-02−66,694→ 0 total(indirect: See Footnote)→ Common Stock (66,694 underlying) - Conversion
Common Stock
2018-07-02+848,360→ 848,360 total(indirect: See Footnote) - Conversion
Common Stock
2018-07-02+206,380→ 1,054,740 total(indirect: See Footnote) - Conversion
Common Stock
2018-07-02+421,681→ 1,476,421 total(indirect: See Footnote) - Conversion
Common Stock
2018-07-02+66,694→ 1,543,115 total(indirect: See Footnote) - Conversion
Series F Convertible Preferred Stock
2018-07-02−421,681→ 0 total(indirect: See Footnote)→ Common Stock (421,681 underlying)
Footnotes (3)
- [F1]Each share of Series D Convertible Preferred Stock, Series E Convertible Preferred Stock, Series F Convertible Preferred Stock and Series G Convertible Preferred Stock was convertible at any time, at the option of the holder, into shares of Common Stock, on a one-for-one basis, had no expiration date and converted automatically into shares of Common Stock upon the closing of the Issuer's initial public offering for no additional consideration.
- [F2]The reportable securities are directly beneficially owned by New Leaf Ventures II, L.P. ("NLV II"). New Leaf Venture Associates II, L.P. ("NLV Associates II") is the general partner of NLV II and New Leaf Venture Management II, L.L.C. ("NLV Management II") is the general partner of NLV Associates II. Each of NLV Associates II and NLV Management II may be deemed to have sole voting and investment power with respect to these securities. Each of NLV Associates II and NLV Management II disclaims beneficial ownership of these securities and this report shall not be deemed an admission that either is a beneficial owner of such securities for purposes of Section 16 or any other purpose, except to the extent of their respective pecuniary interests therein.
- [F3]Ronald Hunt, a member of the Issuer's board of directors, Vijay Lathi and Liam Ratcliffe are the managers of NLV Management II (collectively, the "Managers") and may each be deemed to have shared voting and investment power with respect to these securities. Each of the Managers disclaims beneficial ownership of these securities and this report shall not be deemed an admission that any of them is a beneficial owner of such securities for purposes of Section 16 or any other purpose, except to the extent of their respective pecuniary interests therein.
Documents
Issuer
Neuronetics, Inc.
CIK 0001227636
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001441439
Filing Metadata
- Form type
- 4
- Filed
- Jul 4, 8:00 PM ET
- Accepted
- Jul 5, 4:39 PM ET
- Size
- 25.4 KB