4//SEC Filing
Alexander David E 4
Accession 0001209191-18-042056
CIK 0001418135other
Filed
Jul 9, 8:00 PM ET
Accepted
Jul 10, 8:01 AM ET
Size
21.6 KB
Accession
0001209191-18-042056
Insider Transaction Report
Form 4
Alexander David E
Director
Transactions
- Other
Common Stock
2018-07-09+94→ 1,833 total - Other
Common Stock
2018-07-09+7→ 5,250 total - Exercise/Conversion
Restricted Stock Unit
2018-07-09−1,849→ 0 totalExercise: $0.00→ Common Stock (1,849 underlying) - Exercise/Conversion
Restricted Stock Unit
2018-07-09−1,505→ 0 totalExercise: $0.00→ Common Stock (1,505 underlying) - Other
Common Stock
2018-07-09+56→ 3,738 total - Exercise/Conversion
Restricted Stock Unit
2018-07-09−1,739→ 0 totalExercise: $0.00→ Common Stock (1,739 underlying) - Exercise/Conversion
Common Stock
2018-07-09+1,505→ 5,243 total - Exercise/Conversion
Common Stock
2018-07-09+1,739→ 1,739 total - Exercise/Conversion
Common Stock
2018-07-09+1,849→ 3,682 total
Footnotes (9)
- [F1]Pursuant to the Agreement and Plan of Merger, dated as of January 29, 2018, (the "Merger Agreement"), by and among Maple Parent Holdings Corp., a Delaware corporation ("Maple Parent"), DPS and Salt Merger Sub, Inc., a Delaware corporation and wholly-owned subsidiary of DPS ("Merger Sub"), Merger Sub merged on July 9, 2018 with and into Maple Parent (the "Merger"), with Maple Parent surviving the Merger as a wholly-owned subsidiary of DPS. Pursuant to the Merger Agreement, immediately prior to the effective time of the Merger, each outstanding Restricted Stock Unit ("RSU") of DPS will be settled in exchange for (i) a number of shares underlying such DPS RSU, and (ii) an amount in cash equal to the number of shares underlying such DPS RSU multiplied by the special cash dividend per share amount.
- [F2]These shares are restricted stock units acquired with dividend equivalent payments made under the Issuer's dividend reinvestment plan with respect to the shares referenced in row (1) above.
- [F3]These shares are restricted stock units acquired with dividend equivalent payments made under the Issuer's dividend reinvestment plan with respect to the shares referenced in row (3) above.
- [F4]These shares are restricted stock units acquired with dividend equivalent payments made under the Issuer's dividend reinvestment plan with respect to the shares referenced in row (5) above.
- [F5]Each restricted stock unit represented a contingent right to receive one share of the Issuer's Common Stock and was granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009.
- [F6]Pursuant to the Merger Agreement, immediately prior to the effective time, each outstanding RSU vested and was settled in exchange for (i) a number of shares of DPS common stock equal to the number of shares underlying such DPS RSU, and (ii) an amount in cash equal to the number of shares underlying such DPS RSU multiplied by the special cash dividend per share amount.
- [F7]These restricted stock units were to vest on March 2, 2019.
- [F8]These restricted stock units were to vest on March 4, 2020.
- [F9]These restricted stock units were to vest on March 4, 2021.
Documents
Issuer
Keurig Dr Pepper Inc.
CIK 0001418135
Entity typeother
Related Parties
1- filerCIK 0001535218
Filing Metadata
- Form type
- 4
- Filed
- Jul 9, 8:00 PM ET
- Accepted
- Jul 10, 8:01 AM ET
- Size
- 21.6 KB