SMILEY KEITH R 4
4 · RPM INTERNATIONAL INC/DE/ · Filed Jul 18, 2018
Insider Transaction Report
Form 4
SMILEY KEITH R
VP-Finance & Controller
Transactions
- Disposition to Issuer
Common Stock, $01 par value
2018-07-16−5,000→ 101,357 total - Award
Common Stock, $0.01 par value
2018-07-16+3,076→ 106,357 total
Holdings
- 4,074(indirect: By 401(k))
Common Stock, $0.01 par value
Footnotes (4)
- [F1]The reporting person was granted 3,076 shares of Common Stock, issued pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan.
- [F2]On July 16, 2018, 5,000 shares of Common Stock, issued as Performance Contingent Restricted Stock, were cancelled by the Compensation Committee of the Issuer and disposed of back to the Issuer.
- [F3]Includes an aggregate of 8,682 shares of Common Stock issued pursuant to the 2007 RPM International Inc. Restricted Stock Plan and the RPM International Inc. 2014 Omnibus Equity and Incentive Plan, 4,825 vested restricted shares of Common Stock held in escrow in the 1997 RPM International Inc. Restricted Stock Plan, 13,443 vested restricted shares of Common Stock held in escrow in the 2007 RPM International Inc. Restricted Stock Plan until the reporting persons' retirement, and 13,000 shares of Common Stock, issued as Performance Earned Restricted Stock, pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan.
- [F4]Approximate number of shares held as of July 16, 2018 in the account of reporting person by Wachovia Bank, N.A., as Trustee of the RPM International Inc. 401(k) Trust and Plan, as amended.