Alta Partners VIII, L.P. 4
4 · Allakos Inc. · Filed Jul 23, 2018
Insider Transaction Report
Form 4
Allakos Inc.ALLK
Alta Partners VIII, L.P.
10% Owner
Transactions
- Conversion
Common Stock
2018-07-23+11,269,200→ 11,269,200 total(indirect: See footnote) - Purchase
Common Stock
2018-07-23$18.00/sh+250,000$4,500,000→ 11,519,200 total(indirect: See footnote) - Conversion
Series A Preferred Stock
2018-07-23−10,030,193→ 0 total(indirect: See footnote)→ Common Stock (10,030,193 underlying) - Conversion
Series B Preferred Stock
2018-07-23−1,239,007→ 0 total(indirect: See footnote)→ Common Stock (1,239,007 underlying)
Footnotes (8)
- [F1]The Series A Preferred Stock automatically converted into Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.
- [F2]The Series B Preferred Stock automatically converted into Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.
- [F3]Consists of 3,446,265 shares held of record by Alta Partners NextGen Fund I, L.P. ("APNG I") and 7,822,935 shares held of record by Alta Partners VIII, L.P. ("Alta VIII").
- [F4]The shares directly held by Alta VIII are indirectly held by Alta Partners Management VIII, LLC ("Alta Management VIII"), which is the general partner of Alta VIII. The individual managing directors of Alta Management VIII are Farah Champsi, Guy Nohra and Daniel Janney. The managing directors of Alta Management VIII exercise sole voting and investment control with respect to the shares held by Alta VIII. The individual managing directors of Alta Management VIII disclaim beneficial ownership of all shares held by Alta VIII, except to the extent of their pecuniary interests therein.
- [F5]The shares directly held by APNG I are indirectly held by Alta Partners NextGen Fund I Management, LLC ("APNG I Management"), which is the general partner of APNG I. The individual managing directors of APNG I Management are Robert More, Peter Hudson and Daniel Janney. The managing directors of APNG I Management exercise sole voting and investment control with respect to the shares held by APNG I. The individual managing directors of APNG I Management disclaim beneficial ownership of all shares held by APNG I, except to the extent of their pecuniary interests therein.
- [F6]Consists of 3,557,377 shares held of record by APNG I and 7,961,823 shares held of record by Alta VIII.
- [F7]APNG I owns 2,941,718 shares of Series A Preferred Stock. Alta VIII owns 7,088,475 shares of Series A Preferred Stock.
- [F8]APNG I owns 504,547 shares of Series B Preferred Stock. Alta VIII owns 734,460 shares of Series B Preferred Stock.