ROCHE HOLDING LTD 4
4 · Allakos Inc. · Filed Jul 23, 2018
Insider Transaction Report
Form 4
Allakos Inc.ALLK
ROCHE HOLDING LTD
10% Owner
Transactions
- Conversion
Series B Preferrred Stock
2018-07-23−502,632→ 0 total(indirect: See footnote)→ Common Stock (502,632 underlying) - Conversion
Series A Preferrred Stock
2018-07-23−4,108,091→ 0 total(indirect: See footnote)→ Common Stock (4,108,091 underlying) - Conversion
Common Stock
2018-07-23+4,610,723→ 4,610,723 total(indirect: See footnote)
Footnotes (3)
- [F1]The Series A Preferred Stock automatically converted into Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.
- [F2]The Series B Preferred Stock automatically converted into Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.
- [F3]The shares are held of record by Roche Finance Ltd ("Roche Finance"). Roche Finance is a wholly owned subsidiary of Roche Holding Ltd, a publicly-held corporation.