New Enterprise Associates 12, Limited Partnership 3
Accession 0001209191-18-043951
Filed
Jul 24, 8:00 PM ET
Accepted
Jul 25, 7:48 PM ET
Size
18.5 KB
Accession
0001209191-18-043951
Insider Transaction Report
- 11,120
Common Stock
Series B Preferred Stock
→ Common Stock (515,547 underlying)Series C Preferred Stock
→ Common Stock (432,033 underlying)Series D Preferred Stock
→ Common Stock (980,715 underlying)Warrant to purchase Series D Preferred Stock
Exercise: $0.01From: 2017-02-17Exp: 2026-12-31→ Series D Preferred Stock (40,702 underlying)
Warrant to purchase Series D Preferred Stock
Exercise: $0.01From: 2017-02-17Exp: 2026-12-31→ Series D Preferred Stock (40,702 underlying)Series C Preferred Stock
→ Common Stock (432,033 underlying)- 11,120
Common Stock
Series B Preferred Stock
→ Common Stock (515,547 underlying)Series D Preferred Stock
→ Common Stock (980,715 underlying)
Series B Preferred Stock
→ Common Stock (515,547 underlying)Series C Preferred Stock
→ Common Stock (432,033 underlying)Warrant to purchase Series D Preferred Stock
Exercise: $0.01From: 2017-02-17Exp: 2026-12-31→ Series D Preferred Stock (40,702 underlying)- 11,120
Common Stock
Series D Preferred Stock
→ Common Stock (980,715 underlying)
Series D Preferred Stock
→ Common Stock (980,715 underlying)Warrant to purchase Series D Preferred Stock
Exercise: $0.01From: 2017-02-17Exp: 2026-12-31→ Series D Preferred Stock (40,702 underlying)- 11,120
Common Stock
Series B Preferred Stock
→ Common Stock (515,547 underlying)Series C Preferred Stock
→ Common Stock (432,033 underlying)
Series C Preferred Stock
→ Common Stock (432,033 underlying)- 11,120
Common Stock
Warrant to purchase Series D Preferred Stock
Exercise: $0.01From: 2017-02-17Exp: 2026-12-31→ Series D Preferred Stock (40,702 underlying)Series B Preferred Stock
→ Common Stock (515,547 underlying)Series D Preferred Stock
→ Common Stock (980,715 underlying)
- 11,120
Common Stock
Series B Preferred Stock
→ Common Stock (515,547 underlying)Series C Preferred Stock
→ Common Stock (432,033 underlying)Series D Preferred Stock
→ Common Stock (980,715 underlying)Warrant to purchase Series D Preferred Stock
Exercise: $0.01From: 2017-02-17Exp: 2026-12-31→ Series D Preferred Stock (40,702 underlying)
- 11,120
Common Stock
Series C Preferred Stock
→ Common Stock (432,033 underlying)Warrant to purchase Series D Preferred Stock
Exercise: $0.01From: 2017-02-17Exp: 2026-12-31→ Series D Preferred Stock (40,702 underlying)Series B Preferred Stock
→ Common Stock (515,547 underlying)Series D Preferred Stock
→ Common Stock (980,715 underlying)
Series B Preferred Stock
→ Common Stock (515,547 underlying)- 11,120
Common Stock
Series C Preferred Stock
→ Common Stock (432,033 underlying)Warrant to purchase Series D Preferred Stock
Exercise: $0.01From: 2017-02-17Exp: 2026-12-31→ Series D Preferred Stock (40,702 underlying)Series D Preferred Stock
→ Common Stock (980,715 underlying)
Footnotes (5)
- [F1]The securities are held by New Enterprise Associates 12, Limited Partnership ("NEA 12") and indirectly held by NEA Partners 12, Limited Partnership ("NEA Partners 12"), the sole general partner of NEA 12, NEA 12 GP, LLC ("NEA 12 GP"), the sole general partner of NEA Partners 12, and the individual managers of NEA 12 GP (NEA Partners 12, NEA 12 GP and the individual managers of NEA 12 GP together, the "Indirect Reporting Persons"). The individual managers of NEA 12 GP are M. James Barrett, Peter J. Barris, Forest Baskett, Patrick J. Kerins and Scott D. Sandell. The Indirect Reporting Persons disclaim beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the securities of the issuer held by NEA 12 in which the Indirect Reporting Persons have no pecuniary interest.
- [F2]All shares of Series B Preferred Stock, par value $0.001 per share, have no expiration date and will automatically convert into the Issuer's common stock on approximately a 0.1414-for-1 basis immediately prior to the closing of the Issuer's initial public offering.
- [F3]All shares of Series C Preferred Stock, par value $0.001 per share, have no expiration date and will automatically convert into the Issuer's common stock on approximately a 0.1295-for-1 basis immediately prior to the closing of the Issuer's initial public offering.
- [F4]All shares of Series D Preferred Stock, par value $0.001 per share (the "Series D Preferred Stock"), have no expiration date and will automatically convert into the Issuer's common stock on approximately a 0.0706-for-1 basis immediately prior to the closing of the Issuer's initial public offering.
- [F5]Following the automatic conversion of the Series D Preferred Stock, the Warrant to purchase Series D Preferred Stock will be exercisable into 40,702 shares of the Issuer's common stock at an exercise price of $0.01 per share.
Documents
Issuer
Liquidia Technologies Inc
CIK 0001330436
Related Parties
1- filerCIK 0001383391
Filing Metadata
- Form type
- 3
- Filed
- Jul 24, 8:00 PM ET
- Accepted
- Jul 25, 7:48 PM ET
- Size
- 18.5 KB