Kao Ruey Chyr 4

4 · RBB Bancorp · Filed Aug 16, 2018

Form 4

Period: 2018-08-14

Director

Transactions

Exercise/Conversion
Common Stock, No Par Value
2018-08-14$9.29/sh+10,763$100,004→ 586,581 total
Exercise/Conversion
Stock Options
2018-08-14$9.29/sh−10,763$100,004→ 62,539 total
Exercise/Conversion
Stock Options
2018-08-14$9.29/sh−10,763$100,004→ 73,302 total
Exercise/Conversion
Common Stock, No Par Value
2018-08-14$9.29/sh+10,763$100,004→ 575,818 total
Exercise/Conversion
Option (right to buy)
2018-08-14$9.29/sh−10,763$100,004→ 0 total
Exercise: $9.29Exp: 2018-11-18→ Common Stock (10,763 underlying)
Exercise/Conversion
Option (right to buy)
2018-08-14$9.29/sh−10,763$100,004→ 0 total
Exercise: $9.29Exp: 2019-01-02→ Common Stock (10,763 underlying)

Holdings

Option (right to buy)
Exercise: $11.15Exp: 2022-05-16→ Common Stock (10,763 underlying)
10,763
Option (right to buy)
Exercise: $9.29Exp: 2021-05-18→ Common Stock (10,763 underlying)
10,763
Option (right to buy)
Exercise: $18.25Exp: 2026-05-17→ Common Stock (10,000 underlying)
10,000
Option (right to buy)
Exercise: $13.21Exp: 2024-05-21→ Common Stock (10,000 underlying)
10,000
Option (right to buy)
Exercise: $17.08Exp: 2025-05-20→ Common Stock (10,000 underlying)
10,000
Option (right to buy)
Exercise: $11.15Exp: 2023-05-15→ Common Stock (10,763 underlying)
10,763

Footnotes (8)

[F1]These options vest in three equal annual installments beginning one year after the 11/18/2008 date of grant.
[F2]These options vest in three equal annual installments beginning one year after the 01/02/2009 date of grant.
[F3]These options vest in three equal annual installments beginning one year after the 05/17/2016 date of grant.
[F4]These options vest in three equal annual installments beginning one year after the 05/20/2015 date of grant.
[F5]These options vest in three equal annual installments beginning one year after the 05/21/2014 date of grant.
[F6]These options vest in three equal annual installments beginning one year after the 05/15/2013 date of grant.
[F7]These options vest in three equal annual installments beginning one year after the 05/16/2012 date of grant.
[F8]These options vest in three equal annual installments beginning one year after the 05/18/2011 date of grant.

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