Warren Timothy 4
4 · HARMONIC INC · Filed Aug 17, 2018
Insider Transaction Report
Form 4
HARMONIC INCHLIT
Warren Timothy
SVP and CTO, Video Products
Transactions
- Exercise/Conversion
Common Stock
2018-08-15+15,910→ 326,271 total - Exercise/Conversion
Common Stock
2018-08-15+6,250→ 310,361 total - Exercise/Conversion
Restricted Stock Unit
2018-08-15−6,250→ 12,500 totalExercise: $0.00From: 2018-02-15Exp: 2019-02-15→ Common Stock (6,250 underlying)
Footnotes (3)
- [F1]These shares of common stock were acquired upon the vesting of restricted stock units on 8/15/2018. These restricted stock units were initially granted to the Reporting Person on 3/20/2017, and were identified on a Form 3 filed by the Reporting Person on 2/15/2018.
- [F2]These shares of common stock were acquired upon the vesting of performance-based restricted stock units on 8/15/2018.
- [F3]Includes 1,500 shares of common stock acquired in the company's Section 16-b exempt employee stock purchase plan on 7/2/2018.