4//SEC Filing
MILLER GARY A 4
Accession 0001209191-18-048079
CIK 0000087565other
Filed
Aug 21, 8:00 PM ET
Accepted
Aug 22, 9:09 PM ET
Size
14.4 KB
Accession
0001209191-18-048079
Insider Transaction Report
Form 4
SCHULMAN A INCSHLM
MILLER GARY A
VP - Global Supply Chain & CPO
Transactions
- Disposition to Issuer
Common Stock
2018-08-21$42.00/sh−2,000$84,000→ 0 total(indirect: By Daughter) - Disposition to Issuer
Stock Option (Right to Buy)
2018-08-21$9.45/sh−8,110$76,640→ 0 totalExercise: $32.55From: 2020-01-11Exp: 2027-01-11→ Common Stock (8,110 underlying) - Disposition to Issuer
Common Stock
2018-08-21$42.00/sh−52,960$2,224,320→ 0 total - Disposition to Issuer
Common Stock
2018-08-21$42.00/sh−2,146$90,132→ 0 total(indirect: By Spouse) - Disposition to Issuer
Stock Option (Right to Buy)
2018-08-21$3.10/sh−14,390$44,609→ 0 totalExercise: $38.90From: 2021-01-10Exp: 2028-01-10→ Common Stock (14,390 underlying)
Footnotes (7)
- [F1]Includes 3,742 shares acquired in aggregate by the reporting person in accordance with the provisions of the A. Schulman, Inc. Employee Stock Purchase Plan.
- [F2]Disposed of pursuant to the merger agreement (the "Merger Agreement") between the issuer, LyondellBasell Industries N.V and LYB Americas Holdco Inc. In addition to the cash consideration, each shareholder will also receive one contingent value right ("CVR") per share or, with respect to equity awards, per share underlying each such equity award. Each CVR will represent the right to receive contingent cash payments from certain net proceeds, if any are recovered, relating to claims arising from the issuer's acquisition of its Citadel subsidiary or the acquisition by Citadel's subsidiary, the Matrixx Group, Incorporated of its Lucent subsidiary, including from certain ongoing litigation against the former owners of the issuer's Citadel subsidiary and the former owners of A. Schulman's Lucent subsidiary and the related government investigations. Reporting person will receive 52,960 CVRs.
- [F3]In addition to the cash consideration, the reporting person's spouse also received 2,146 CVRs.
- [F4]In addition to the cash consideration, the reporting person's daughter also received 2,000 CVRs.
- [F5]Pursuant to the Merger Agreement, all outstanding options were settled for merger consideration equal to $42.00 less the exercise price of the option and one CVR for each share of common stock underlying the option.
- [F6]In addition to the cash consideration, the reporting person also received 8,110 CVRs.
- [F7]In addition to the cash consideration, the reporting person also received 14,390 CVRs.
Documents
Issuer
SCHULMAN A INC
CIK 0000087565
Entity typeother
Related Parties
1- filerCIK 0001190968
Filing Metadata
- Form type
- 4
- Filed
- Aug 21, 8:00 PM ET
- Accepted
- Aug 22, 9:09 PM ET
- Size
- 14.4 KB