4//SEC Filing
Sutton Gregg S 4
Accession 0001209191-18-048513
CIK 0000924717other
Filed
Aug 26, 8:00 PM ET
Accepted
Aug 27, 5:03 PM ET
Size
15.1 KB
Accession
0001209191-18-048513
Insider Transaction Report
Form 4
SURMODICS INCSRDX
Sutton Gregg S
VP of Research and Development
Transactions
- Exercise/Conversion
Common Stock
2018-08-23$19.42/sh+10,544$204,764→ 19,853 total - Sale
Common Stock
2018-08-23$74.11/sh−14,204$1,052,629→ 9,929 total - Sale
Common Stock
2018-08-23$74.94/sh−620$46,464→ 9,309 total - Exercise/Conversion
Employee Stock Option (right to buy)
2018-08-23−4,280→ 12,841 totalExercise: $23.95Exp: 2023-11-30→ Common Stock (4,280 underlying) - Exercise/Conversion
Common Stock
2018-08-23$23.95/sh+4,280$102,506→ 24,133 total - Exercise/Conversion
Employee Stock Option (right to buy)
2018-08-23−10,544→ 10,544 totalExercise: $19.42Exp: 2023-02-16→ Common Stock (10,544 underlying)
Footnotes (5)
- [F1]Includes 497 shares acquired through the Employee Stock Purchase Plan for the phase ending in February 2018.
- [F2]Reflects the weighted average price of 14,204 shares of common stock of Surmodics,Inc. sold by the reporting person in multiple transactions on August 23, 2018 with sale prices ranging from $73.80 to $74.75 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- [F3]Reflects the weighted average price of 620 shares of common stock of Surmodics,Inc. sold by the reporting person in multiple transactions on August 23, 2018 with sale prices ranging from $74.825 to $75.05 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- [F4]The award vests in four equal installments on each of the first four anniversaries of the February 16, 2016 grant date.
- [F5]The award vests in four equal installments on each of the first four anniversaries of the November 30, 2016 grant date.
Documents
Issuer
SURMODICS INC
CIK 0000924717
Entity typeother
Related Parties
1- filerCIK 0001304052
Filing Metadata
- Form type
- 4
- Filed
- Aug 26, 8:00 PM ET
- Accepted
- Aug 27, 5:03 PM ET
- Size
- 15.1 KB