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4//SEC Filing

TAYLOR JOHN 4

Accession 0001209191-18-049672

CIK 0001128361other
View on SEC.govCompany Profile

Filed

Sep 4, 8:00 PM ET

Accepted

Sep 5, 7:24 PM ET

Size

11.6 KB

Accession

0001209191-18-049672

Insider Transaction Report

Form 4
Period: 2018-09-01
HOPE BANCORP INCHOPE
TAYLOR JOHN
Director
Transactions
  • Exercise/Conversion

    Common Stock

    2018-09-01+4,500→ 13,500 total
  • Exercise/Conversion

    Restricted Stock Units

    2018-09-01−4,500→ 0 total
    → Common Stock (4,500 underlying)
Holdings

  • Common Stock (Restricted)

    (indirect: By Trust)
    1,068

  • Common Stock

    (indirect: By Trust)
    28,136

  • Common Stock

    (indirect: By Trust)
    512

  • Non-qualified stock option (right to buy)

    Exercise: $17.18Exp: 2026-09-01→ Common Stock (20,000 underlying)
    20,000
Footnotes (5)
  • [F1]Received in exchange for 728 shares of Wilshire Bancorp, Inc. common stock at the exchange ratio of 0.7034 per share as provided by the Merger Agreement between Wilshire Bancorp, Inc. and BBCN Bancorp, Inc. (now Hope Bancorp, Inc.).
  • [F2]Received in exchange for 2,235 shares of Wilshire Bancorp, Inc. common stock (Restricted Stock) in connection with the Merger. 1,068 represents Restricted Stock still outstanding including any accrued dividend to date. These shares will vest according to previously disclosed vesting schedules.
  • [F3]Restricted stock units convert into common stock on a one-for-one basis.
  • [F4]Total 13,500 restricted stock units were granted on September 1, 2016 pursuant to the BBCN Bancorp, Inc. 2016 Incentive Compensation Plan. Each restricted stock unit represents a contingent right to receive one share of HOPE Bancorp, Inc. common stock. 1/3 of the award vested immediately on the grant date, with the remaining 2/3 vesting in 2 equal annual installments thereafter.
  • [F5]These options were granted on September 1, 2016 pursuant to the BBCN Bancorp, Inc. 2016 Incentive Compensation Plan. 1/3 of the options vested immediately on the grant date, with the remaining 2/3 vesting in two equal annual installments thereafter.

Documents

1 file

Issuer

HOPE BANCORP INC

CIK 0001128361

→
Entity typeother

Related Parties

1
  • filerCIK 0001544933

Filing Metadata

Form type
4
Filed
Sep 4, 8:00 PM ET
Accepted
Sep 5, 7:24 PM ET
Size
11.6 KB
View on SEC.gov