Principia Biopharma Inc.·4

Sep 20, 6:47 PM ET

Gourlay Steve 4

4 · Principia Biopharma Inc. · Filed Sep 20, 2018

Insider Transaction Report

Form 4
Period: 2018-09-18
Gourlay Steve
Chief Medical Officer
Transactions
  • Conversion

    Series B-3 Preferred Stock

    2018-09-187,2690 total
    Common Stock (7,269 underlying)
  • Conversion

    Common Stock

    2018-09-18+7,269107,857 total
Holdings
  • Warrant (Right to Buy)

    Exp: 2022-12-29Common Stock (625 underlying)
    625
Footnotes (3)
  • [F1]Each share of Preferred Stock automatically converted into one (1) share of Common Stock, for no additional consideration, upon the consummation of the Issuer's initial public offering.
  • [F2]This warrant has converted from a warrant to purchase Series B-3 Preferred Stock into a warrant to purchase Common Stock.
  • [F3]This warrant is exercisable at any time.

Documents

1 file
  • 4
    doc4.xmlPrimary

    FORM 4 SUBMISSION