STERN THEODORE 4
4 · EnSync, Inc. · Filed Sep 26, 2018
Insider Transaction Report
Form 4
EnSync, Inc.ESNC
STERN THEODORE
Director
Transactions
- Award
Restricted Stock Units
2018-09-24+15,517→ 15,517 totalExercise: $0.00→ Common Stock (15,517 underlying)
Holdings
- 784,579
Common Stock
- 617,187(indirect: By Bomoseen Associates LP)
Common Stock
- 192,308(indirect: By Trust)
Common Stock
Footnotes (3)
- [F1]Each restricted stock unit represents a contingent right to receive one share of common stock.
- [F2]Represents a restricted stock unit award granted pursuant to the Company's director compensation policy.
- [F3]The restricted stock units vested upon grant.