4//SEC Filing
STERN THEODORE 4
Accession 0001209191-18-053228
CIK 0001140310other
Filed
Oct 1, 8:00 PM ET
Accepted
Oct 2, 4:48 PM ET
Size
11.1 KB
Accession
0001209191-18-053228
Insider Transaction Report
Form 4
EnSync, Inc.ESNC
STERN THEODORE
Director
Transactions
- Award
Common Stock
2018-07-03+73,670→ 858,249 total - Exercise/Conversion
Restricted Stock Units
2018-10-01−15,517→ 0 totalExercise: $0.00→ Common Stock (15,517 underlying) - Exercise/Conversion
Restricted Stock Units
2018-10-01−58,153→ 0 totalExercise: $0.00→ Common Stock (58,153 underlying)
Holdings
- 192,308(indirect: By Trust)
Common Stock
- 617,187(indirect: By Bomoseen Associates LP)
Common Stock
Footnotes (4)
- [F1]Represents shares acquired upon vesting of a restricted stock unit award.
- [F2]Each restricted stock unit represents a contingent right to receive one share of common stock. Restricted stock units that become earned and vested are payable at the earlier of (i) vesting and (ii) the date of a change in control.
- [F3]The restricted stock units vested on grant.
- [F4]The restricted stock units vest as follows: 25% on the date of grant and the remaining units vest in three equal installments on each of March 31, 2018, June 30, 2018 and September 30, 2018, respectively.
Documents
Issuer
EnSync, Inc.
CIK 0001140310
Entity typeother
Related Parties
1- filerCIK 0000935991
Filing Metadata
- Form type
- 4
- Filed
- Oct 1, 8:00 PM ET
- Accepted
- Oct 2, 4:48 PM ET
- Size
- 11.1 KB