Home/Filings/4/0001209191-18-053596
4//SEC Filing

Vassallo Steven 4

Accession 0001209191-18-053596

CIK 0001469367other

Filed

Oct 2, 8:00 PM ET

Accepted

Oct 3, 10:31 AM ET

Size

12.4 KB

Accession

0001209191-18-053596

Insider Transaction Report

Form 4
Period: 2018-10-02
Vassallo Steven
Director10% Owner
Transactions
  • Other

    Common Stock

    2018-10-02600,0001,741,468 total(indirect: By Foundation)
  • Other

    Common Stock

    2018-10-02+154,500154,500 total(indirect: By Foundation)
  • Other

    Common Stock

    2018-10-02+19,828234,316 total(indirect: By Trust)
  • Other

    Common Stock

    2018-10-02154,5000 total(indirect: By Foundation)
Holdings
  • Common Stock

    30,703
Footnotes (5)
  • [F1]Represents a pro-rata in-kind distribution of Common Stock of the Issuer by Foundation Capital VI, L.P. ("FC VI") effected following the close of the trading market on October 2, 2018 without consideration to its limited partners and its general partner, Foundation Capital Management Co. VI, L.L.C. ("FCM VI"). Transaction pursuant to a 10b5-1 Plan adopted on August 31, 2018.
  • [F2]FCM VI is the sole general partner of FC VI, and has sole voting and investment power with respect to the shares held by FC VI. The Reporting Person is a managing member of FCM VI, and may be deemed to share voting and investment power over the shares owned by FC VI. The Reporting Person disclaims beneficial ownership in the shares held by the aforementioned entities except to the extent of his pecuniary interest therein.
  • [F3]Represents a change in the form of ownership from indirect to direct by virtue of the receipt of shares in the pro-rata in-kind distribution of Common Stock of the Issuer by FC VI described in footnote 1 above.
  • [F4]Represents a pro-rata in-kind distribution of Common Stock of the Issuer by FCM VI effected following the close of the trading market on October 2, 2018 without consideration to its members.
  • [F5]The shares are held by the Vassallo Family Revocable Trust dated 7/15/02 (the "Vassallo Family Trust"). Steve P. Vassallo is a trustee of the Vassallo Family Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Vassallo Family Trust except to the extent of his proportionate pecuniary interest therein.

Issuer

Sunrun Inc.

CIK 0001469367

Entity typeother

Related Parties

1
  • filerCIK 0001567929

Filing Metadata

Form type
4
Filed
Oct 2, 8:00 PM ET
Accepted
Oct 3, 10:31 AM ET
Size
12.4 KB