WILKIN NEIL D JR 4
4 · OPTICAL CABLE CORP · Filed Oct 4, 2018
Insider Transaction Report
Form 4
WILKIN NEIL D JR
DirectorChairman, President and CEO10% Owner
Transactions
- Sale
Common Stock
2018-10-02$5.25/sh−80,000$420,000→ 987,405 total
Holdings
- 22,595(indirect: By LLC)
Common Stock
- 315(indirect: By Daughter #1)
Common Stock
- 315(indirect: By Daughter #2)
Common Stock
- 115(indirect: By Daughter #3)
Common Stock
- 315(indirect: By Son)
Common Stock
Footnotes (3)
- [F1]These shares were exclusively offered and sold to Mr. David R. Goode of Norfolk, Virginia, as a strategic financial investor in Optical Cable Corporation.
- [F2]The shares are held by Wilkin Capital Fund I, LLC for the benefit of Neil D. Wilkin, Jr.
- [F3]The reporting person disclaims beneficial ownership of all securities held by his children, and this report should not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.