Viswanathan Ravi 4
4 · Elastic N.V. · Filed Oct 10, 2018
Insider Transaction Report
Form 4
Elastic N.V.ESTC
Viswanathan Ravi
10% Owner
Transactions
- Conversion
Ordinary Shares
2018-10-10+1,528,117→ 1,528,117 total(indirect: See Note 3) - Conversion
Series D Convertible Preference Shares
2018-10-10−1,528,117→ 0 total(indirect: See Note 3)→ Ordinary Shares (1,528,117 underlying) - Conversion
Ordinary Shares
2018-10-10+4,155,995→ 4,155,995 total(indirect: See Note 2) - Conversion
Series C Convertible Preference Shares
2018-10-10−4,155,995→ 0 total(indirect: See Note 2)→ Ordinary Shares (4,155,995 underlying)
Holdings
- 655,522(indirect: See Note 4)
Ordinary Shares
- 13,864(indirect: See Note 5)
Ordinary Shares
Footnotes (5)
- [F1]The Series C Convertible Preference Shares and the Series D Convertible Preference Shares automatically converted into Ordinary Shares on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering and had no expiration date.
- [F2]The Reporting Person is a director of NEA 14 GP, LTD, which is the sole general partner of NEA Partners 14, L.P. ("NEA Partners 14"). NEA Partners 14 is the sole general partner of New Enterprise Associates 14, L.P. ("NEA 14"), which is the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership, within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the NEA 14 shares in which the Reporting Person has no pecuniary interest.
- [F3]The Reporting Person is a manager of NEA 15 GP, LLC, ("NEA 15 GP") which is the sole general partner of NEA Partners 15-OF, L.P. ("NEA Partners 15-OF"). NEA Partners 15-OF is the sole general partner of NEA 15 Opportunity Fund, L.P. ("NEA Opportunity 15"), the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the securities held by NEA Opportunity 15 in which the Reporting Person has no pecuniary interest.
- [F4]The Reporting Person is a director of NEA 13 GP, LTD, which is the sole general partner of NEA Partners 13, L.P. ("NEA Partners 13"). NEA Partners 13 is the sole general partner of New Enterprise Associates 13, L.P. ("NEA 13"), which is the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership, within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the NEA 13 shares in which the Reporting Person has no pecuniary interest.
- [F5]The Reporting Person is a director of NEA 13 GP, LTD, which is the sole general partner of NEA Partners 13. NEA Partners 13 is the sole general partner of NEA 13. NEA 13 is the sole member of nea:seed llc, which is the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership, within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the nea:seed llc shares in which the Reporting Person has no pecuniary interest.