4//SEC Filing
giovanniello joseph 4
Accession 0001209191-18-055018
CIK 0001029730other
Filed
Oct 15, 8:00 PM ET
Accepted
Oct 16, 9:21 AM ET
Size
6.4 KB
Accession
0001209191-18-055018
Insider Transaction Report
Form 4
giovanniello joseph
Senior Vice President
Transactions
- Purchase
Common Stock
2018-10-15$2.55/sh+4,000$10,190→ 357,547 total
Holdings
- 2,000
8.00% Series A Cumulative Redeemable Preferred Stock
Footnotes (2)
- [F1]The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.53 to $2.57, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4.
- [F2]The 8.00% Series A Cumulative Redeemable Preferred Stock is convertible into common stock at a non-fixed conversion rate in connection with a change of control as described in the Issuer's Current Report on Form 8-K, filed with the Securities and Exchange Commission on May 24, 2013.
Documents
Issuer
LADENBURG THALMANN FINANCIAL SERVICES INC.
CIK 0001029730
Entity typeother
Related Parties
1- filerCIK 0001567315
Filing Metadata
- Form type
- 4
- Filed
- Oct 15, 8:00 PM ET
- Accepted
- Oct 16, 9:21 AM ET
- Size
- 6.4 KB