4//SEC Filing
DAVIS RAY C 4
Accession 0001209191-18-055981
CIK 0001276187other
Filed
Oct 22, 8:00 PM ET
Accepted
Oct 23, 5:37 PM ET
Size
17.5 KB
Accession
0001209191-18-055981
Insider Transaction Report
Form 4
DAVIS RAY C
Director
Transactions
- Award
Common Units
2018-10-19+587,001→ 1,941,721 total(indirect: By: Avatar BW. Ltd.) - Award
Common Units
2018-10-19+109,575→ 1,112,069 total(indirect: By LLC)
Holdings
- 3,557,757(indirect: By: Avatar Investments, LP)
Common Units
- 4,768,027(indirect: By Trust)
Common Units
- 2,500
Phantom Units
→ Common Units (2,500 underlying) - 51,701(indirect: By LLC)
Common Units
- 15,987,283(indirect: By Trust)
Common Units
- 4,768,027(indirect: By Trust)
Common Units
- 26,736,558
Common Units
- 328,383(indirect: By: ET Company, Ltd.)
Common Units
- 121,117(indirect: By: Avatar Stock Holdings, LP)
Common Units
- 28,203,003(indirect: By LLC)
Common Units
Footnotes (11)
- [F1]Acquisition in connection with the merger of a wholly owned subsidiary of Energy Transfer Equity, L.P. ("ETE") with Energy Transfer Partners, L.P. ("ETP"), with ETP continuing as the surviving entity and becoming a wholly owned subsidiary of ETE (the "Merger"). On October 18, 2018, the last trading day for the ETP common units, the closing price of ETP's common units was $21.47 per unit and the closing price of ETE's common units was $16.82 per unit. Each ETP common unit outstanding was converted into the right to receive 1.28 ETE common units. As part of the Merger, ETE changed its name to "Energy Transfer LP" and its common units began trading on the New York Stock Exchange ("NYSE") under the "ET" ticker symbol when the market opened on Friday, October 19, 2018.
- [F10]The reported units are owned directly by the Linda Davis 2008 Grandchildren's Trust for the benefit of Mr. Davis' grandchildren. Mr. Davis' spouse is the trustee of the trust. Mr. Davis disclaims beneficial ownership of the reported units except to the extent of his pecuniary interest therein if any.
- [F11]An award of phantom units granted under the Amended and Restated Energy Transfer LP Long-Term Incentive Plan that will vest 60% on the third anniversary and 40% on the fifth anniversary of the award.
- [F2]The reported units are owned directly by RCD Stock Holdings, LLC, a limited liability company owned by Mr. Davis.
- [F3]The reported units are owned directly by Avatar BW, Ltd. a limited partnership, of which Mr. Davis is the owner of the general partner.
- [F4]The reported units are owned directly by ET Company, Ltd. The reported units represent the estimated pro rata interest of Mr. Davis in ET Company, Ltd. Mr. Davis disclaims beneficial ownership of the reported units except to the extent of his pecuniary interest therein.
- [F5]The reported units are owned directly by the Linda Davis 2008 Family Trust for the benefit of Mr. Davis' family. Mr. Davis' spouse is trustee of the trust. Mr. Davis disclaims beneficial ownership of the reported units except to the extent of his pecuniary interest therein if any.
- [F6]The reported units are owned directly by Avatar Stock Holdings, LP, a limited partnership of which Mr. Davis is the owner of the general partner.
- [F7]The reported units are owned directly by Avatar ETC Stock Holdings LLC, a limited liability company owned by Mr. Davis.
- [F8]The reported units are owned directly by Avatar Investments, LP, a limited partnership, of which Mr. Davis is the owner of the general partner.
- [F9]The reported units are owned directly by the Ray Davis 2008 Grandchildren's Trust for the benefit of Mr. Davis' grandchildren. Mr. Davis is the trustee of the trust. Mr. Davis disclaims beneficial ownership of the reported units except to the extent of his pecuniary interest therein if any.
Documents
Issuer
Energy Transfer LP
CIK 0001276187
Entity typeother
Related Parties
1- filerCIK 0001276196
Filing Metadata
- Form type
- 4
- Filed
- Oct 22, 8:00 PM ET
- Accepted
- Oct 23, 5:37 PM ET
- Size
- 17.5 KB