4//SEC Filing
Leone Peter Brian 4
Accession 0001209191-18-055999
CIK 0000879407other
Filed
Oct 22, 8:00 PM ET
Accepted
Oct 23, 7:59 PM ET
Size
17.0 KB
Accession
0001209191-18-055999
Insider Transaction Report
Form 4
Leone Peter Brian
VP, Strategy & Program Mgmt
Transactions
- Exercise/Conversion
Common Stock
2018-10-19$2.79/sh+30,000$83,700→ 160,000 total - Exercise/Conversion
Common Stock
2018-10-19$6.15/sh+34,375$211,406→ 194,375 total - Exercise/Conversion
Common Stock
2018-10-19$7.75/sh+66,762$517,406→ 261,137 total - Exercise/Conversion
Stock Options
2018-10-19−34,375→ 155,625 totalExercise: $6.15From: 2016-01-01Exp: 2026-01-01→ Common Stock (34,375 underlying) - Sale
Common Stock
2018-10-19$13.49/sh−131,137$1,769,038→ 130,000 total - Exercise/Conversion
Stock Options
2018-10-19−30,000→ 190,000 totalExercise: $2.79From: 2013-07-20Exp: 2023-07-20→ Common Stock (30,000 underlying) - Exercise/Conversion
Stock Options
2018-10-19−66,762→ 88,863 totalExercise: $7.75From: 2015-03-06Exp: 2025-03-06→ Common Stock (66,762 underlying)
Footnotes (3)
- [F1]The price reported on Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $13.10 to $13.56, inclusive. The reporting person undertakes to provide to Arrowhead Pharmaceuticals, Inc., any security holder of Arrowhead Pharmaceuticals, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4.
- [F2]Includes previously reported shares of common stock underlying Restricted Stock Units granted to the Reporting person which are subject to certain vesting conditions.
- [F3]Represents first vesting date. Option vests over four years from date of grant.
Documents
Issuer
ARROWHEAD PHARMACEUTICALS, INC.
CIK 0000879407
Entity typeother
Related Parties
1- filerCIK 0001635893
Filing Metadata
- Form type
- 4
- Filed
- Oct 22, 8:00 PM ET
- Accepted
- Oct 23, 7:59 PM ET
- Size
- 17.0 KB