Home/Filings/4/0001209191-18-056053

4//SEC Filing

HarbourVest 2015 Global Fund L.P. 4

Accession 0001209191-18-056053

CIK 0001739942other

View on SEC.gov Company Profile

Filed

Oct 23, 8:00 PM ET

Accepted

Oct 24, 4:21 PM ET

Size

61.5 KB

Accession

0001209191-18-056053

Insider Transaction Report

Form 4

Period: 2018-10-23

SolarWinds CorpSWI

HarbourVest Global Annual Private Equity Fund L.P.

Other

Transactions

Conversion
Common Stock
2018-10-23+213,694→ 333,057 total
Conversion
Common Stock
2018-10-23+320,542→ 499,586 total
Conversion
Common Stock
2018-10-23+356,157→ 555,095 total
Conversion
Common Stock
2018-10-23+2,493,103→ 3,885,669 total
Conversion
Common Stock
2018-10-23+213,694→ 333,057 total
Conversion
Class A Common Stock
2018-10-23−3,197.54→ 0 total
→ Common Stock (213,694 underlying)
Conversion
Common Stock
2018-10-23+890,393→ 1,387,738 total
Conversion
Common Stock
2018-10-23+498,621→ 777,134 total
Conversion
Common Stock
2018-10-23+356,157→ 555,095 total
Conversion
Class A Common Stock
2018-10-23−4,796.31→ 0 total
→ Common Stock (320,542 underlying)
Conversion
Class A Common Stock
2018-10-23−13,323.08→ 0 total
→ Common Stock (890,393 underlying)
Conversion
Class A Common Stock
2018-10-23−3,197.54→ 0 total
→ Common Stock (213,694 underlying)
Conversion
Class A Common Stock
2018-10-23−7,460.93→ 0 total
→ Common Stock (498,621 underlying)
Conversion
Class A Common Stock
2018-10-23−5,329.23→ 0 total
→ Common Stock (356,157 underlying)
Conversion
Class A Common Stock
2018-10-23−5,329.23→ 0 total
→ Common Stock (356,157 underlying)
Conversion
Class A Common Stock
2018-10-23−37,304.64→ 0 total
→ Common Stock (2,493,103 underlying)

SMRS-TOPE LLC

Other

Transactions

Conversion
Common Stock
2018-10-23+213,694→ 333,057 total
Conversion
Common Stock
2018-10-23+320,542→ 499,586 total
Conversion
Common Stock
2018-10-23+498,621→ 777,134 total
Conversion
Common Stock
2018-10-23+356,157→ 555,095 total
Conversion
Class A Common Stock
2018-10-23−13,323.08→ 0 total
→ Common Stock (890,393 underlying)
Conversion
Class A Common Stock
2018-10-23−5,329.23→ 0 total
→ Common Stock (356,157 underlying)
Conversion
Common Stock
2018-10-23+890,393→ 1,387,738 total
Conversion
Class A Common Stock
2018-10-23−3,197.54→ 0 total
→ Common Stock (213,694 underlying)
Conversion
Class A Common Stock
2018-10-23−5,329.23→ 0 total
→ Common Stock (356,157 underlying)
Conversion
Common Stock
2018-10-23+356,157→ 555,095 total
Conversion
Class A Common Stock
2018-10-23−4,796.31→ 0 total
→ Common Stock (320,542 underlying)
Conversion
Class A Common Stock
2018-10-23−3,197.54→ 0 total
→ Common Stock (213,694 underlying)
Conversion
Class A Common Stock
2018-10-23−37,304.64→ 0 total
→ Common Stock (2,493,103 underlying)
Conversion
Common Stock
2018-10-23+213,694→ 333,057 total
Conversion
Common Stock
2018-10-23+2,493,103→ 3,885,669 total
Conversion
Class A Common Stock
2018-10-23−7,460.93→ 0 total
→ Common Stock (498,621 underlying)

HarbourVest 2015 Global Fund L.P.

Other

Transactions

Conversion
Common Stock
2018-10-23+356,157→ 555,095 total
Conversion
Class A Common Stock
2018-10-23−5,329.23→ 0 total
→ Common Stock (356,157 underlying)
Conversion
Class A Common Stock
2018-10-23−5,329.23→ 0 total
→ Common Stock (356,157 underlying)
Conversion
Common Stock
2018-10-23+890,393→ 1,387,738 total
Conversion
Common Stock
2018-10-23+498,621→ 777,134 total
Conversion
Class A Common Stock
2018-10-23−4,796.31→ 0 total
→ Common Stock (320,542 underlying)
Conversion
Common Stock
2018-10-23+213,694→ 333,057 total
Conversion
Class A Common Stock
2018-10-23−13,323.08→ 0 total
→ Common Stock (890,393 underlying)
Conversion
Class A Common Stock
2018-10-23−37,304.64→ 0 total
→ Common Stock (2,493,103 underlying)
Conversion
Common Stock
2018-10-23+320,542→ 499,586 total
Conversion
Class A Common Stock
2018-10-23−7,460.93→ 0 total
→ Common Stock (498,621 underlying)
Conversion
Common Stock
2018-10-23+356,157→ 555,095 total
Conversion
Common Stock
2018-10-23+2,493,103→ 3,885,669 total
Conversion
Common Stock
2018-10-23+213,694→ 333,057 total
Conversion
Class A Common Stock
2018-10-23−3,197.54→ 0 total
→ Common Stock (213,694 underlying)
Conversion
Class A Common Stock
2018-10-23−3,197.54→ 0 total
→ Common Stock (213,694 underlying)

HarbourVest Partners IX-Buyout Fund L.P.

Other

Transactions

Conversion
Common Stock
2018-10-23+2,493,103→ 3,885,669 total
Conversion
Common Stock
2018-10-23+498,621→ 777,134 total
Conversion
Class A Common Stock
2018-10-23−4,796.31→ 0 total
→ Common Stock (320,542 underlying)
Conversion
Class A Common Stock
2018-10-23−7,460.93→ 0 total
→ Common Stock (498,621 underlying)
Conversion
Class A Common Stock
2018-10-23−5,329.23→ 0 total
→ Common Stock (356,157 underlying)
Conversion
Class A Common Stock
2018-10-23−37,304.64→ 0 total
→ Common Stock (2,493,103 underlying)
Conversion
Common Stock
2018-10-23+213,694→ 333,057 total
Conversion
Common Stock
2018-10-23+320,542→ 499,586 total
Conversion
Class A Common Stock
2018-10-23−3,197.54→ 0 total
→ Common Stock (213,694 underlying)
Conversion
Class A Common Stock
2018-10-23−5,329.23→ 0 total
→ Common Stock (356,157 underlying)
Conversion
Common Stock
2018-10-23+890,393→ 1,387,738 total
Conversion
Common Stock
2018-10-23+213,694→ 333,057 total
Conversion
Common Stock
2018-10-23+356,157→ 555,095 total
Conversion
Common Stock
2018-10-23+356,157→ 555,095 total
Conversion
Class A Common Stock
2018-10-23−3,197.54→ 0 total
→ Common Stock (213,694 underlying)
Conversion
Class A Common Stock
2018-10-23−13,323.08→ 0 total
→ Common Stock (890,393 underlying)

HarbourVest Partners X AIF Buyout L.P.

Other

Transactions

Conversion
Common Stock
2018-10-23+213,694→ 333,057 total
Conversion
Common Stock
2018-10-23+213,694→ 333,057 total
Conversion
Common Stock
2018-10-23+498,621→ 777,134 total
Conversion
Common Stock
2018-10-23+356,157→ 555,095 total
Conversion
Class A Common Stock
2018-10-23−3,197.54→ 0 total
→ Common Stock (213,694 underlying)
Conversion
Class A Common Stock
2018-10-23−5,329.23→ 0 total
→ Common Stock (356,157 underlying)
Conversion
Class A Common Stock
2018-10-23−5,329.23→ 0 total
→ Common Stock (356,157 underlying)
Conversion
Common Stock
2018-10-23+320,542→ 499,586 total
Conversion
Common Stock
2018-10-23+356,157→ 555,095 total
Conversion
Common Stock
2018-10-23+2,493,103→ 3,885,669 total
Conversion
Class A Common Stock
2018-10-23−4,796.31→ 0 total
→ Common Stock (320,542 underlying)
Conversion
Class A Common Stock
2018-10-23−3,197.54→ 0 total
→ Common Stock (213,694 underlying)
Conversion
Common Stock
2018-10-23+890,393→ 1,387,738 total
Conversion
Class A Common Stock
2018-10-23−13,323.08→ 0 total
→ Common Stock (890,393 underlying)
Conversion
Class A Common Stock
2018-10-23−7,460.93→ 0 total
→ Common Stock (498,621 underlying)
Conversion
Class A Common Stock
2018-10-23−37,304.64→ 0 total
→ Common Stock (2,493,103 underlying)

HarbourVest Partners X Buyout Fund L.P.

Other

Transactions

Conversion
Class A Common Stock
2018-10-23−4,796.31→ 0 total
→ Common Stock (320,542 underlying)
Conversion
Class A Common Stock
2018-10-23−5,329.23→ 0 total
→ Common Stock (356,157 underlying)
Conversion
Common Stock
2018-10-23+213,694→ 333,057 total
Conversion
Common Stock
2018-10-23+213,694→ 333,057 total
Conversion
Common Stock
2018-10-23+2,493,103→ 3,885,669 total
Conversion
Class A Common Stock
2018-10-23−3,197.54→ 0 total
→ Common Stock (213,694 underlying)
Conversion
Class A Common Stock
2018-10-23−3,197.54→ 0 total
→ Common Stock (213,694 underlying)
Conversion
Common Stock
2018-10-23+356,157→ 555,095 total
Conversion
Class A Common Stock
2018-10-23−13,323.08→ 0 total
→ Common Stock (890,393 underlying)
Conversion
Class A Common Stock
2018-10-23−5,329.23→ 0 total
→ Common Stock (356,157 underlying)
Conversion
Common Stock
2018-10-23+890,393→ 1,387,738 total
Conversion
Common Stock
2018-10-23+498,621→ 777,134 total
Conversion
Class A Common Stock
2018-10-23−7,460.93→ 0 total
→ Common Stock (498,621 underlying)
Conversion
Class A Common Stock
2018-10-23−37,304.64→ 0 total
→ Common Stock (2,493,103 underlying)
Conversion
Common Stock
2018-10-23+320,542→ 499,586 total
Conversion
Common Stock
2018-10-23+356,157→ 555,095 total

Meranti Fund L.P.

Other

Transactions

Conversion
Common Stock
2018-10-23+356,157→ 555,095 total
Conversion
Class A Common Stock
2018-10-23−3,197.54→ 0 total
→ Common Stock (213,694 underlying)
Conversion
Class A Common Stock
2018-10-23−13,323.08→ 0 total
→ Common Stock (890,393 underlying)
Conversion
Common Stock
2018-10-23+356,157→ 555,095 total
Conversion
Common Stock
2018-10-23+320,542→ 499,586 total
Conversion
Common Stock
2018-10-23+890,393→ 1,387,738 total
Conversion
Common Stock
2018-10-23+498,621→ 777,134 total
Conversion
Common Stock
2018-10-23+2,493,103→ 3,885,669 total
Conversion
Class A Common Stock
2018-10-23−3,197.54→ 0 total
→ Common Stock (213,694 underlying)
Conversion
Class A Common Stock
2018-10-23−4,796.31→ 0 total
→ Common Stock (320,542 underlying)
Conversion
Class A Common Stock
2018-10-23−5,329.23→ 0 total
→ Common Stock (356,157 underlying)
Conversion
Class A Common Stock
2018-10-23−37,304.64→ 0 total
→ Common Stock (2,493,103 underlying)
Conversion
Class A Common Stock
2018-10-23−7,460.93→ 0 total
→ Common Stock (498,621 underlying)
Conversion
Common Stock
2018-10-23+213,694→ 333,057 total
Conversion
Common Stock
2018-10-23+213,694→ 333,057 total
Conversion
Class A Common Stock
2018-10-23−5,329.23→ 0 total
→ Common Stock (356,157 underlying)

NPS Co-Investment (A) Fund L.P.

Other

Transactions

Conversion
Common Stock
2018-10-23+213,694→ 333,057 total
Conversion
Common Stock
2018-10-23+320,542→ 499,586 total
Conversion
Common Stock
2018-10-23+213,694→ 333,057 total
Conversion
Class A Common Stock
2018-10-23−13,323.08→ 0 total
→ Common Stock (890,393 underlying)
Conversion
Common Stock
2018-10-23+2,493,103→ 3,885,669 total
Conversion
Class A Common Stock
2018-10-23−3,197.54→ 0 total
→ Common Stock (213,694 underlying)
Conversion
Common Stock
2018-10-23+356,157→ 555,095 total
Conversion
Class A Common Stock
2018-10-23−4,796.31→ 0 total
→ Common Stock (320,542 underlying)
Conversion
Class A Common Stock
2018-10-23−5,329.23→ 0 total
→ Common Stock (356,157 underlying)
Conversion
Class A Common Stock
2018-10-23−5,329.23→ 0 total
→ Common Stock (356,157 underlying)
Conversion
Class A Common Stock
2018-10-23−37,304.64→ 0 total
→ Common Stock (2,493,103 underlying)
Conversion
Common Stock
2018-10-23+890,393→ 1,387,738 total
Conversion
Common Stock
2018-10-23+498,621→ 777,134 total
Conversion
Common Stock
2018-10-23+356,157→ 555,095 total
Conversion
Class A Common Stock
2018-10-23−3,197.54→ 0 total
→ Common Stock (213,694 underlying)
Conversion
Class A Common Stock
2018-10-23−7,460.93→ 0 total
→ Common Stock (498,621 underlying)

HARBOURVEST PARTNERS LLC

Other

Transactions

Conversion
Common Stock
2018-10-23+213,694→ 333,057 total
Conversion
Common Stock
2018-10-23+320,542→ 499,586 total
Conversion
Class A Common Stock
2018-10-23−3,197.54→ 0 total
→ Common Stock (213,694 underlying)
Conversion
Common Stock
2018-10-23+890,393→ 1,387,738 total
Conversion
Common Stock
2018-10-23+498,621→ 777,134 total
Conversion
Common Stock
2018-10-23+356,157→ 555,095 total
Conversion
Class A Common Stock
2018-10-23−3,197.54→ 0 total
→ Common Stock (213,694 underlying)
Conversion
Class A Common Stock
2018-10-23−13,323.08→ 0 total
→ Common Stock (890,393 underlying)
Conversion
Class A Common Stock
2018-10-23−5,329.23→ 0 total
→ Common Stock (356,157 underlying)
Conversion
Class A Common Stock
2018-10-23−37,304.64→ 0 total
→ Common Stock (2,493,103 underlying)
Conversion
Common Stock
2018-10-23+213,694→ 333,057 total
Conversion
Class A Common Stock
2018-10-23−4,796.31→ 0 total
→ Common Stock (320,542 underlying)
Conversion
Class A Common Stock
2018-10-23−7,460.93→ 0 total
→ Common Stock (498,621 underlying)
Conversion
Common Stock
2018-10-23+356,157→ 555,095 total
Conversion
Common Stock
2018-10-23+2,493,103→ 3,885,669 total
Conversion
Class A Common Stock
2018-10-23−5,329.23→ 0 total
→ Common Stock (356,157 underlying)

Footnotes (19)

[F1]Immediately prior to the completion of the Issuer's initial public offering and following the conversion of the Issuer's Class A Common Stock into Class B Common Stock, each share of Class B Common Stock will be reclassified into one share of Common Stock.
[F10]Each of the reporting persons (other than HV X AIF) disclaims beneficial ownership of the securities held by HV X AIF and this report shall not be deemed an admission that any such reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act or for any other purpose.
[F11]These securities are owned solely by HarbourVest Partners X Buyout Fund L.P. ("HV X Buyout"). HarbourVest Partners, LLC is the managing member of HarbourVest X Associates LLC, which is the general partner of HarbourVest X Associates L.P., which is the general partner of HV X Buyout. Each of HarbourVest Partners, LLC, HarbourVest X Associates LLC and HarbourVest X Associates L.P. may be deemed to have a beneficial interest in the securities held by HV X-Buyout and each disclaims beneficial ownership of the securities held by HV X-Buyout, except to the extent of its pecuniary interest which is subject to indeterminable future events.
[F12]Each of the reporting persons (other than HV X Buyout) disclaims beneficial ownership of the securities held by HV X Buyout and this report shall not be deemed an admission that any such reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act or for any other purpose.
[F13]These securities are owned solely by Meranti Fund L.P. ("Meranti"). HarbourVest Partners, LLC is the managing member of Meranti Associates LLC, which is the general partner of Meranti Associates L.P., which is the general partner of Meranti. Each of HarbourVest Partners, LLC, Meranti Associates LLC and Meranti Associates L.P. may be deemed to have a beneficial interest in the securities held by Meranti and each disclaims beneficial ownership of the securities held by Meranti, except to the extent of its pecuniary interest which is subject to indeterminable future events.
[F14]Each of the reporting persons (other than Meranti) disclaims beneficial ownership of the securities held by Meranti and this report shall not be deemed an admission that any such reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act or for any other purpose.
[F15]These securities are owned solely by NPS Co-Investment (A) Fund L.P. ("NPS Co-Investment"). HarbourVest Partners, LLC is the managing member of HarbourVest GP LLC, which is the general partner NPS Co-Investment Associates L.P., which is the general partner of NPS Co-Investment. Each of HarbourVest Partners, LLC, HarbourVest GP LLC and NPS Co-Investment Associates L.P. may be deemed to have a beneficial interest in the securities held by NPS Co-Investment and each disclaims beneficial ownership of the securities held by NPS Co-Investment, except to the extent of its pecuniary interest which is subject to indeterminable future events.
[F16]Each of the reporting persons (other than NPS Co-Investment) disclaims beneficial ownership of the securities held by NPS Co-Investment and this report shall not be deemed an admission that any such reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act or for any other purpose.
[F17]These securities are owned solely by SMRS-TOPE LLC ("SMRS-TOPE"). HarbourVest Partners, LLC is the general partner of HarbourVest Partners L.P., which is the manager of HVST-TOPE LLC, which is the managing member of SMRS-TOPE. Each of HarbourVest Partners, LLC, HarbourVest Partners L.P. and HVST-TOPE LLC may be deemed to have a beneficial interest in the securities held by SMRS-TOPE and each disclaims beneficial ownership of the securities held by SMRS-TOPE, except to the extent of its pecuniary interest which is subject to indeterminable future events.
[F18]Each of the reporting persons (other than SMRS-TOPE) disclaims beneficial ownership of the securities held by SMRS-TOPE and this report shall not be deemed an admission that any such reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act or for any other purpose.
[F19]Represents the number of shares of Common Stock to be received upon the conversion of the Class A Common Stock into Class B Common Stock and the reclassification of the Class B Common Stock into Common Stock.
[F2]Immediately prior to completion of the Issuer's initial public offering, each outstanding share of Class A Common Stock will automatically convert into a number of shares of Class B Common Stock equal to the result of the liquidation value of such share of Class A Common Stock divided by $19.00. The liquidation value for each share of Class A Common Stock is equal to $1,000 plus accrued but unpaid dividends on such share of Class A Common Stock through October 18, 2018. In addition, the shares of the Issuer's Class A Common Stock are convertible, at the option of the holder, into shares of Class B Common Stock for a specified period of time ending on November 7, 2018.
[F3]These securities are owned solely by HarbourVest 2015 Global Fund L.P. ("HV Global"). HarbourVest Partners, LLC is the managing member of HarbourVest 2015 Global Associates LLC, which is the general partner of HarbourVest 2015 Global Associates L.P., which is the general partner of HV Global. Each of HarbourVest Partners, LLC, HarbourVest 2015 Global Associates LLC and HarbourVest 2015 Global Associates L.P. may be deemed to have a beneficial interest in the securities held by HV Global and each disclaims beneficial ownership of the securities held by HV Global, except to the extent of its pecuniary interest which is subject to indeterminable future events.
[F4]Each of the reporting persons (other than HV Global) disclaims beneficial ownership of the securities held by HV Global and this report shall not be deemed an admission that any such reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act or for any other purpose.
[F5]These securities are owned solely by HarbourVest Global Annual Private Equity Fund L.P. ("HV Global Annual"). HarbourVest Partners, LLC is the managing member of HarbourVest Global Associates LLC, which is the general partner of HarbourVest Global Associates L.P., which is the general partner of HV Global Annual. Each of HarbourVest Partners, LLC, HarbourVest Global Associates LLC and HarbourVest Global Associates L.P. may be deemed to have a beneficial interest in the securities held by HV Global Annual and each disclaims beneficial ownership of the securities held by HV Global Annual, except to the extent of its pecuniary interest which is subject to indeterminable future events.
[F6]Each of the reporting persons (other than HV Global Annual) disclaims beneficial ownership of the securities held by HV Global Annual and this report shall not be deemed an admission that any such reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act or for any other purpose.
[F7]These securities are owned solely by HarbourVest Partners IX-Buyout Fund L.P. ("HV IX-Buyout"). HarbourVest Partners, LLC is the managing member of HarbourVest IX-Buyout Associates LLC, which is the general partner of HarbourVest IX-Buyout Associates L.P., which is the general partner of HV IX Buyout. Each of HarbourVest Partners, LLC, HarbourVest IX-Buyout Associates LLC and HarbourVest IX-Buyout Associates L.P. may be deemed to have a beneficial interest in the securities held by HV IX-Buyout and each disclaims beneficial ownership of the securities held by HV IX-Buyout, except to the extent of its pecuniary interest which is subject to indeterminable future events.
[F8]Each of the reporting persons (other than HV IX Buyout) disclaims beneficial ownership of the securities held by HV IX Buyout and this report shall not be deemed an admission that any such reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act or for any other purpose.
[F9]These securities are owned solely by HarbourVest Partners X AIF Buyout L.P. ("HV X AIF"). HarbourVest Partners (Europe) Limited is the Alternative Investment Fund Manager of HV X AIF. HarbourVest Partners (Europe) Limited may be deemed to have a beneficial interest in the securities held by HV X AIF and disclaims beneficial ownership of the securities held by HV X AIF, except to the extent of its pecuniary interest which is subject to indeterminable future events.

Documents

1 file

4
doc4.xmlPrimary
FORM 4 SUBMISSION

Issuer

SolarWinds Corp

CIK 0001739942

→

Entity typeother

IncorporatedCayman Islands

Related Parties

filerCIK 0001637820

Filing Metadata

Form type: 4
Filed: Oct 23, 8:00 PM ET
Accepted: Oct 24, 4:21 PM ET
Size: 61.5 KB

View on SEC.gov