4//SEC Filing
Stollmeyer Richard Lee 4
Accession 0001209191-18-057199
CIK 0001458962other
Filed
Nov 4, 7:00 PM ET
Accepted
Nov 5, 4:43 PM ET
Size
15.0 KB
Accession
0001209191-18-057199
Insider Transaction Report
Form 4
Stollmeyer Richard Lee
DirectorPresident & CEO10% Owner
Transactions
- Sale
Class A Common Stock
2018-11-01$33.28/sh−11,339$377,343→ 169,990 total - Sale
Class A Common Stock
2018-11-01$32.44/sh−6,400$207,626→ 181,329 total - Conversion
Class B Common Stock (convertible into Class A Common Stock)
2018-11-01−17,739→ 523,644 total→ Class A Common Stock (17,739 underlying) - Conversion
Class A Common Stock
2018-11-01+17,739→ 187,729 total
Holdings
- 1,250(indirect: See Footnote)
Class B Common Stock (convertible into Class A Common Stock)
→ Class A Common Stock (1,250 underlying) - 10,150(indirect: See Footnote)
Class B Common Stock (convertible into Class A Common Stock)
→ Class A Common Stock (10,150 underlying)
Footnotes (8)
- [F1]Each share of Class A Common Stock was issued upon the conversion of one share of Class B Common Stock at the election of the Reporting Person.
- [F2]Includes 146,644 restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement.
- [F3]The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
- [F4]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.82 to $32.81, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in the Form 4.
- [F5]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.82 to $33.63, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in the Form 4.
- [F6]Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
- [F7]The shares are held of record by the Reporting Person's spouse.
- [F8]The shares are held of record by the Reporting Person's spouse as custodian for the benefit of her minor child.
Documents
Issuer
MINDBODY, Inc.
CIK 0001458962
Entity typeother
Related Parties
1- filerCIK 0001644616
Filing Metadata
- Form type
- 4
- Filed
- Nov 4, 7:00 PM ET
- Accepted
- Nov 5, 4:43 PM ET
- Size
- 15.0 KB