MINDBODY, Inc.·4

Nov 5, 4:43 PM ET

Stollmeyer Richard Lee 4

4 · MINDBODY, Inc. · Filed Nov 5, 2018

Insider Transaction Report

Form 4
Period: 2018-11-01
Stollmeyer Richard Lee
DirectorPresident & CEO10% Owner
Transactions
  • Sale

    Class A Common Stock

    2018-11-01$33.28/sh11,339$377,343169,990 total
  • Sale

    Class A Common Stock

    2018-11-01$32.44/sh6,400$207,626181,329 total
  • Conversion

    Class B Common Stock (convertible into Class A Common Stock)

    2018-11-0117,739523,644 total
    Class A Common Stock (17,739 underlying)
  • Conversion

    Class A Common Stock

    2018-11-01+17,739187,729 total
Holdings
  • Class B Common Stock (convertible into Class A Common Stock)

    (indirect: See Footnote)
    Class A Common Stock (1,250 underlying)
    1,250
  • Class B Common Stock (convertible into Class A Common Stock)

    (indirect: See Footnote)
    Class A Common Stock (10,150 underlying)
    10,150
Footnotes (8)
  • [F1]Each share of Class A Common Stock was issued upon the conversion of one share of Class B Common Stock at the election of the Reporting Person.
  • [F2]Includes 146,644 restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement.
  • [F3]The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
  • [F4]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.82 to $32.81, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in the Form 4.
  • [F5]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.82 to $33.63, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in the Form 4.
  • [F6]Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
  • [F7]The shares are held of record by the Reporting Person's spouse.
  • [F8]The shares are held of record by the Reporting Person's spouse as custodian for the benefit of her minor child.

Documents

1 file
  • 4
    doc4.xmlPrimary

    FORM 4 SUBMISSION