YORDON JEFFREY 4
4 · Athenex, Inc. · Filed Nov 14, 2018
Insider Transaction Report
Form 4
Athenex, Inc.ATNX
YORDON JEFFREY
See Remarks
Transactions
- Purchase
Common Stock
2018-11-14$10.49/sh+9,500$99,655→ 198,209 total
Holdings
- 150,000
Stock Option (Right to Buy)
Exercise: $9.00Exp: 2026-06-19→ Common Stock (150,000 underlying) - 230,000
Stock Option (Right to Buy)
Exercise: $11.00Exp: 2027-06-13→ Common Stock (230,000 underlying)
Footnotes (3)
- [F1]This transaction was executed in multiple trades ranging from $10.367 to $10.625. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder full information regarding the number of shares and prices at which the transactions were effected.
- [F2]The option vests in two equal annual installments beginning on June 19, 2017.
- [F3]The option vests in three equal annual installments beginning on June 13, 2018.