4//SEC Filing
Pedder Simon 4
Accession 0001209191-18-058608
CIK 0001300699other
Filed
Nov 13, 7:00 PM ET
Accepted
Nov 14, 6:10 PM ET
Size
9.2 KB
Accession
0001209191-18-058608
Insider Transaction Report
Form 4
Athenex, Inc.ATNX
Pedder Simon
See Remarks.
Transactions
- Purchase
Common Stock
2018-11-14$10.26/sh+2,908$29,830→ 3,908 total
Holdings
- 20,000
Stock Option (Right to Buy)
Exercise: $4.55Exp: 2023-05-13→ Common Stock (20,000 underlying) - 100,000
Stock Option (Right to Buy)
Exercise: $9.00Exp: 2026-02-28→ Common Stock (100,000 underlying) - 130,000
Stock Option (Right to Buy)
Exercise: $11.00Exp: 2027-06-13→ Common Stock (130,000 underlying)
Footnotes (4)
- [F1]This transaction was executed in multiple trades ranging from $10.250 to $10.259. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder full information regarding the number of shares and prices at which the transactions were effected.
- [F2]The option vests in four equal annual installments beginning on May 13, 2014.
- [F3]The option vests in four equal annual installments beginning on February 28, 2017.
- [F4]The option vests in four equal annual installments beginning on June 13, 2018.
Documents
Issuer
Athenex, Inc.
CIK 0001300699
Entity typeother
Related Parties
1- filerCIK 0001316736
Filing Metadata
- Form type
- 4
- Filed
- Nov 13, 7:00 PM ET
- Accepted
- Nov 14, 6:10 PM ET
- Size
- 9.2 KB