|4Nov 15, 4:52 PM ET

ABDOO RICHARD A 4

4 · EnSync, Inc. · Filed Nov 15, 2018

Insider Transaction Report

Form 4
Period: 2018-11-13
Transactions
  • Award

    Restricted Stock Units

    2018-11-13+327,273327,273 total
    Exercise: $0.00Common Stock (327,273 underlying)
  • Award

    Restricted Stock Units

    2018-11-13+29,54629,546 total
    Exercise: $0.00Common Stock (29,546 underlying)
Holdings
  • Common Stock

    148,857
  • Common Stock

    (indirect: By LLC)
    633,541
  • Common Stock

    (indirect: By Trust)
    855,013
Footnotes (4)
  • [F1]Each restricted stock unit represents a contingent right to receive one share of common stock.
  • [F2]Represents a restricted stock unit award granted pursuant to the Company's director compensation policy.
  • [F3]The restricted stock units vested upon grant.
  • [F4]The restricted stock units vest as follows: 25% on the date of grant and the remaining units vest in three equal installments on each of March 31, 2019, June 30, 2019 and September 30, 2019, respectively.

Documents

1 file
  • 4
    doc4.xmlPrimary

    FORM 4 SUBMISSION