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ABDOO RICHARD A 4

Accession 0001209191-18-058761

CIK 0001140310other

View on SEC.gov Company Profile

Filed

Nov 14, 7:00 PM ET

Accepted

Nov 15, 4:52 PM ET

Size

10.1 KB

Accession

0001209191-18-058761

Insider Transaction Report

Form 4

Period: 2018-11-13

EnSync, Inc.ESNC

ABDOO RICHARD A

Director

Transactions

Award
Restricted Stock Units
2018-11-13+327,273→ 327,273 total
Exercise: $0.00→ Common Stock (327,273 underlying)
Award
Restricted Stock Units
2018-11-13+29,546→ 29,546 total
Exercise: $0.00→ Common Stock (29,546 underlying)

Holdings

Common Stock
148,857
Common Stock
(indirect: By LLC)
633,541
Common Stock
(indirect: By Trust)
855,013

Footnotes (4)

[F1]Each restricted stock unit represents a contingent right to receive one share of common stock.
[F2]Represents a restricted stock unit award granted pursuant to the Company's director compensation policy.
[F3]The restricted stock units vested upon grant.
[F4]The restricted stock units vest as follows: 25% on the date of grant and the remaining units vest in three equal installments on each of March 31, 2019, June 30, 2019 and September 30, 2019, respectively.

Documents

1 file

4
doc4.xmlPrimary
FORM 4 SUBMISSION

Issuer

EnSync, Inc.

CIK 0001140310

Entity typeother

Related Parties

1

filerCIK 0001017659

Filing Metadata

Form type: 4
Filed: Nov 14, 7:00 PM ET
Accepted: Nov 15, 4:52 PM ET
Size: 10.1 KB

View on SEC.gov