4//SEC Filing
STERN THEODORE 4
Accession 0001209191-18-058765
CIK 0001140310other
Filed
Nov 14, 7:00 PM ET
Accepted
Nov 15, 4:55 PM ET
Size
10.1 KB
Accession
0001209191-18-058765
Insider Transaction Report
Form 4
EnSync, Inc.ESNC
STERN THEODORE
Director
Transactions
- Award
Restricted Stock Units
2018-11-13+34,091→ 34,091 totalExercise: $0.00→ Common Stock (34,091 underlying) - Award
Restricted Stock Units
2018-11-13+327,273→ 327,273 totalExercise: $0.00→ Common Stock (327,273 underlying)
Holdings
- 858,249
Common Stock
- 617,187(indirect: By Bomoseen Associates LP)
Common Stock
- 192,308(indirect: By Trust)
Common Stock
Footnotes (4)
- [F1]Each restricted stock unit represents a contingent right to receive one share of common stock.
- [F2]Represents a restricted stock unit award granted pursuant to the Company's director compensation policy.
- [F3]The restricted stock units vested on grant.
- [F4]The restricted stock units vest as follows: 25% on the date of grant and the remaining units vest in three equal installments on each of March 31, 2019, June 30, 2019 and September 30, 2019, respectively.
Documents
Issuer
EnSync, Inc.
CIK 0001140310
Entity typeother
Related Parties
1- filerCIK 0000935991
Filing Metadata
- Form type
- 4
- Filed
- Nov 14, 7:00 PM ET
- Accepted
- Nov 15, 4:55 PM ET
- Size
- 10.1 KB