STERN THEODORE 4
4 · EnSync, Inc. · Filed Nov 15, 2018
Insider Transaction Report
Form 4
EnSync, Inc.ESNC
STERN THEODORE
Director
Transactions
- Award
Restricted Stock Units
2018-11-13+34,091→ 34,091 totalExercise: $0.00→ Common Stock (34,091 underlying) - Award
Restricted Stock Units
2018-11-13+327,273→ 327,273 totalExercise: $0.00→ Common Stock (327,273 underlying)
Holdings
- 858,249
Common Stock
- 617,187(indirect: By Bomoseen Associates LP)
Common Stock
- 192,308(indirect: By Trust)
Common Stock
Footnotes (4)
- [F1]Each restricted stock unit represents a contingent right to receive one share of common stock.
- [F2]Represents a restricted stock unit award granted pursuant to the Company's director compensation policy.
- [F3]The restricted stock units vested on grant.
- [F4]The restricted stock units vest as follows: 25% on the date of grant and the remaining units vest in three equal installments on each of March 31, 2019, June 30, 2019 and September 30, 2019, respectively.