4//SEC Filing
Groos Thomas T. 4
Accession 0001209191-18-059451
CIK 0001351636other
Filed
Nov 19, 7:00 PM ET
Accepted
Nov 20, 4:58 PM ET
Size
21.0 KB
Accession
0001209191-18-059451
Insider Transaction Report
Form 4
SHOTSPOTTER, INCSSTI
Groos Thomas T.
Director10% Owner
Transactions
- Sale
Common Stock
2018-11-20$34.47/sh−10,000$344,680→ 418,376 total(indirect: By Limited Liability Company) - Sale
Common Stock
2018-11-19$31.30/sh−13,100$410,030→ 455,276 total(indirect: By Limited Liability Company) - Sale
Common Stock
2018-11-20$32.69/sh−10,000$326,889→ 428,376 total(indirect: By Limited Liability Company) - Sale
Common Stock
2018-11-16$31.91/sh−35,000$1,116,836→ 483,376 total(indirect: By Limited Liability Company) - Sale
Common Stock
2018-11-16$31.50/sh−12,000$378,000→ 50,515 total(indirect: By Trust) - Sale
Common Stock
2018-11-16$33.08/sh−15,000$496,200→ 468,376 total(indirect: By Limited Liability Company) - Sale
Common Stock
2018-11-19$33.13/sh−11,277$373,607→ 438,376 total(indirect: By Limited Liability Company) - Sale
Common Stock
2018-11-19$32.58/sh−5,623$183,169→ 449,653 total(indirect: By Limited Liability Company)
Holdings
- 13,431
Common Stock
Footnotes (11)
- [F1]The shares were sold at prices between $31.46 and $32.2301 The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.
- [F10]The shares were sold at prices between $34.01 and $35.00 The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.
- [F11]Includes 3,295 Restricted Stock Units ("RSUs"). All of the RSUs subject to this Award will vest upon the earlier of May 29, 2019 and the Company's next annual meeting of stockholders. In addition, all such RSUs will vest upon a Change in Control (as defined in the Plan) or immediately prior to the effectiveness of the Participant's resignation or removal (and contingent upon the effectiveness of a Change in Control) in the event that the Participant is required to resign his position as a member of the Board of Directors as a condition of the Change in Control or is removed from his position as a member of the Board of Directors in connection with the Change in Control. Notwithstanding the foregoing, vesting shall terminate upon the Participant's termination of Continuous Service.
- [F2]Shares held directly by The Thomas T. Groos Revocable Trust, over which Thomas T. Groos holds voting and dispositive power.
- [F3]The shares were sold at prices between $32.06 and $33.06 The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.
- [F4]Shares held directly by RT Groos, LLC, over which Thomas T. Groos holds voting and dispositive power.
- [F5]The shares were sold at prices between $33.072 and $33.45 The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.
- [F6]The shares were sold at prices between $31.00 and $31.99 The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.
- [F7]The shares were sold at prices between $32.10 and $33.10 The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.
- [F8]The shares were sold at prices between $33.11 and $33.40 The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.
- [F9]The shares were sold at prices between $32.29 and $33.29 The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.
Documents
Issuer
SHOTSPOTTER, INC
CIK 0001351636
Entity typeother
Related Parties
1- filerCIK 0001706000
Filing Metadata
- Form type
- 4
- Filed
- Nov 19, 7:00 PM ET
- Accepted
- Nov 20, 4:58 PM ET
- Size
- 21.0 KB